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Schwab U.S Small- Cap ETF

559 hedge funds and large institutions have $2.95B invested in Schwab U.S Small- Cap ETF in 2018 Q4 according to their latest regulatory filings, with 114 funds opening new positions, 225 increasing their positions, 169 reducing their positions, and 59 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 59

50% more call options, than puts

Call options by funds: $473K | Put options by funds: $316K

33% more repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 169

10% more funds holding

Funds holding: 510559 (+49)

6.54% more ownership

Funds ownership: 170.79%177.34% (+6.5%)

3% less funds holding in top 10

Funds holding in top 10: 5856 (-2)

21% less capital invested

Capital invested by funds: $3.72B → $2.95B (-$772M)

Holders
559
Holders Change
+49
Holders Change %
+9.61%
% of All Funds
12.46%
Holding in Top 10
56
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-3.45%
% of All Funds
1.25%
New
114
Increased
225
Reduced
169
Closed
59
Calls
$473K
Puts
$316K
Net Calls
+$157K
Net Calls Change
+$111K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$1.06B -$117M -6,921,676 -9%
SEI Investments
2
SEI Investments
Pennsylvania
$199M +$23.2M +1,371,484 +12%
PCA
3
Personal Capital Advisors
California
$122M -$7.73M -457,632 -5%
Charles Schwab
4
Charles Schwab
California
$53.6M +$11.5M +681,920 +24%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$53.2M -$188K -11,116 -0.3%
Financial Engines Advisors
6
Financial Engines Advisors
California
$45.2M +$40.4M +2,388,576 +295%
UBS Group
7
UBS Group
Switzerland
$40.2M +$32.7M +1,934,700 +270%
AB
8
AT Bancorp
Iowa
$34.2M +$571K +33,800 +2%
TAT
9
TD Ameritrade Trust
Colorado
$30.4M -$545K -32,244 -2%
Mariner
10
Mariner
Kansas
$28.3M +$26M +1,539,504 +469%
Bank of America
11
Bank of America
North Carolina
$27.9M +$4.98M +294,940 +19%
Ameriprise
12
Ameriprise
Minnesota
$27.1M -$23.4M -1,387,244 -44%
QI
13
QS Investors
New York
$25.4M -$848K -50,180 -3%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$25.1M +$8.07M +477,560 +40%
GAM
15
Gemmer Asset Management
California
$24.4M +$5.32M +314,812 +24%
ACM
16
Alpha Capital Management
Texas
$22.8M -$2.42M -143,080 -9%
UCFA
17
United Capital Financial Advisors
Texas
$21.3M -$25.5K -1,512 -0.1%
AWS
18
AJ Wealth Strategies
New York
$19.6M -$2.07M -122,564 -9%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$18.6M +$262K +15,508 +1%
KFC
20
Klingenstein Fields & Co
New York
$18.5M +$3.31M +195,932 +19%
WAM
21
Wealthspire Advisors (Maryland)
Maryland
$17.6M -$3.81M -225,412 -16%
HighTower Advisors
22
HighTower Advisors
Illinois
$17.4M +$7.44M +440,368 +63%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$16.5M -$1.82M -107,872 -9%
TCM
24
Tradewinds Capital Management
Washington
$16.3M -$361K -21,348 -2%
LPL Financial
25
LPL Financial
California
$15.3M +$3.09M +182,600 +22%

SCHA Hedge Fund Activity: Q4 2018 in Review

559 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2018, worth a combined $2.95B — down 21% from $3.72B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new SCHA positions and 59 closed out — a net gain of 55 holders — while 225 added to existing stakes and 169 trimmed.

The largest buyer was Financial Engines Advisors, adding an estimated $40.4M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $117M.

  • 559 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2018, up from 510 in Q3 2018.
  • Funds reported $2.95B of Schwab U.S Small- Cap ETF stock for Q4 2018, down 21% quarter-over-quarter.
  • 114 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2018 and 59 closed out, a net change of +55 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2018 was Financial Engines Advisors, an estimated $40.4M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $117M sold.

Based on aggregated 13F filings for Q4 2018.