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Schwab U.S Small- Cap ETF

941 hedge funds and large institutions have $9.12B invested in Schwab U.S Small- Cap ETF in 2022 Q4 according to their latest regulatory filings, with 143 funds opening new positions, 382 increasing their positions, 317 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

589% more call options, than puts

Call options by funds: $1.84M | Put options by funds: $267K

192% more first-time investments, than exits

New positions opened: 143 | Existing positions closed: 49

26% more capital invested

Capital invested by funds: $7.24B → $9.12B (+$1.88B)

21% more repeat investments, than reductions

Existing positions increased: 382 | Existing positions reduced: 317

9% more funds holding

Funds holding: 867941 (+74)

5.19% more ownership

Funds ownership: 114.68%119.87% (+5.2%)

0% more funds holding in top 10

Funds holding in top 10: 7070 (0)

Holders
941
Holders Change
+74
Holders Change %
+8.54%
% of All Funds
15.13%
Holding in Top 10
70
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
1.13%
New
143
Increased
382
Reduced
317
Closed
49
Calls
$1.84M
Puts
$267K
Net Calls
+$1.57M
Net Calls Change
+$159K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$2.99B +$24.9M +1,216,404 +0.8%
AWA
2
Arete Wealth Advisors
Illinois
$1.11B -$80.1K -3,908 -7%
PCA
3
Personal Capital Advisors
California
$426M +$20.7M +1,010,554 +5%
Bank of America
4
Bank of America
North Carolina
$353M +$9.74M +475,186 +3%
Charles Schwab
5
Charles Schwab
California
$306M +$12.5M +610,730 +4%
SEI Investments
6
SEI Investments
Pennsylvania
$300M -$11.4M -554,628 -4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$144M +$3.84M +187,240 +3%
Goldman Sachs
8
Goldman Sachs
New York
$130M +$93.2M +4,546,782 +243%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$124M -$4.37M -213,150 -3%
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$122M -$8.81M -429,916 -7%
Financial Engines Advisors
11
Financial Engines Advisors
California
$112M +$7.21M +351,860 +7%
Osaic Holdings
12
Osaic Holdings
Arizona
$89.1M +$3.13M +152,822 +4%
HighTower Advisors
13
HighTower Advisors
Illinois
$76M +$11M +538,252 +17%
AA
14
Advisory Alpha
Michigan
$75.4M +$6.6M +322,038 +9%
Creative Planning
15
Creative Planning
Kansas
$72.8M +$3.1M +151,214 +4%
UBS Group
16
UBS Group
Switzerland
$61.9M -$88K -4,292 -0.1%
Mariner
17
Mariner
Kansas
$60.8M +$3.23M +157,474 +6%
Morgan Stanley
18
Morgan Stanley
New York
$54.3M -$629K -30,704 -1%
AWS
19
AJ Wealth Strategies
New York
$53.1M -$656K -32,024 -1%
MW
20
Marcum Wealth
Ohio
$52.4M +$1.9M +92,636 +4%
SC
21
Savant Capital
Illinois
$48.5M -$4.39M -214,098 -8%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$48M +$1.89M +92,252 +4%
LPL Financial
23
LPL Financial
California
$42.4M +$2.41M +117,502 +6%
Ameriprise
24
Ameriprise
Minnesota
$39.5M +$17.2M +841,402 +76%
UCFA
25
United Capital Financial Advisors
Texas
$38.8M -$688K -33,570 -2%

SCHA Hedge Fund Activity: Q4 2022 in Review

941 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2022, worth a combined $9.12B — up 26% from $7.24B a quarter earlier.

Buyers outnumbered sellers: 143 funds opened new SCHA positions and 49 closed out — a net gain of 94 holders — while 382 added to existing stakes and 317 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $93.2M. The largest seller was UBS AM, exiting entirely with an estimated $88.7M sold.

  • 941 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2022, up from 867 in Q3 2022.
  • Funds reported $9.12B of Schwab U.S Small- Cap ETF stock for Q4 2022, up 26% quarter-over-quarter.
  • 143 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2022 and 49 closed out, a net change of +94 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2022 was Goldman Sachs, an estimated $93.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2022 was UBS AM, an estimated $88.7M sold.

Based on aggregated 13F filings for Q4 2022.