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Schwab U.S Small- Cap ETF

596 hedge funds and large institutions have $3.83B invested in Schwab U.S Small- Cap ETF in 2019 Q2 according to their latest regulatory filings, with 49 funds opening new positions, 298 increasing their positions, 178 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 29

67% more repeat investments, than reductions

Existing positions increased: 298 | Existing positions reduced: 178

6% more capital invested

Capital invested by funds: $3.6B → $3.83B (+$230M)

2% more funds holding

Funds holding: 584596 (+12)

2% less funds holding in top 10

Funds holding in top 10: 5857 (-1)

4.82% less ownership

Funds ownership: 189.99%185.17% (-4.8%)

79% less call options, than puts

Call options by funds: $472K | Put options by funds: $2.24M

Holders
596
Holders Change
+12
Holders Change %
+2.05%
% of All Funds
12.95%
Holding in Top 10
57
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.72%
% of All Funds
1.24%
New
49
Increased
298
Reduced
178
Closed
29
Calls
$472K
Puts
$2.24M
Net Calls
-$1.76M
Net Calls Change
-$209K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$1.47B +$98.8M +5,588,352 +7%
SEI Investments
2
SEI Investments
Pennsylvania
$249M +$16.6M +938,464 +7%
PCA
3
Personal Capital Advisors
California
$194M +$14.1M +800,152 +8%
Bank of America
4
Bank of America
North Carolina
$106M -$15.7M -888,248 -13%
Charles Schwab
5
Charles Schwab
California
$76.4M +$7.9M +446,932 +12%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$70.9M +$9.65M +545,820 +16%
FMT
7
First Mercantile Trust
Tennessee
$41.5M +$41.1M +2,321,916 New
Mariner
8
Mariner
Kansas
$39.4M -$1.15M -65,284 -3%
Ameriprise
9
Ameriprise
Minnesota
$36.3M -$361K -20,412 -1%
Financial Engines Advisors
10
Financial Engines Advisors
California
$35.7M -$2.44M -138,172 -6%
Mercer Global Advisors
11
Mercer Global Advisors
Colorado
$29.6M +$8.35M +472,324 +40%
KFC
12
Klingenstein Fields & Co
New York
$29.4M +$3.44M +194,812 +13%
GAM
13
Gemmer Asset Management
California
$28.8M -$771K -43,576 -3%
UCFA
14
United Capital Financial Advisors
Texas
$27.6M +$713K +40,300 +3%
ACM
15
Alpha Capital Management
Texas
$27.5M -$65.2K -3,688 -0.2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$27.4M +$2.09M +118,272 +8%
AWS
17
AJ Wealth Strategies
New York
$26.9M +$2.44M +137,748 +10%
UBS Group
18
UBS Group
Switzerland
$24.2M +$5.32M +300,720 +29%
WAM
19
Wealthspire Advisors (Maryland)
Maryland
$22.1M +$678K +38,352 +3%
LPL Financial
20
LPL Financial
California
$20.8M +$1.62M +91,660 +9%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$20.7M -$1.17M -66,028 -5%
CCM
22
CWH Capital Management
Washington
$20.1M +$2.12M +119,800 +12%
BWM
23
BerganKDV Wealth Management
Minnesota
$19.3M +$230K +13,032 +1%
HighTower Advisors
24
HighTower Advisors
Illinois
$19M -$2.11M -119,180 -10%
RWM
25
RKL Wealth Management
Pennsylvania
$18.2M +$1.48M +83,768 +9%

SCHA Hedge Fund Activity: Q2 2019 in Review

596 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2019, worth a combined $3.83B — up 6.4% from $3.6B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new SCHA positions and 29 closed out — a net gain of 20 holders — while 298 added to existing stakes and 178 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $98.8M. The largest seller was Joseph P. Lucia & Associates, cutting an estimated $169M.

  • 596 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2019, up from 584 in Q1 2019.
  • Funds reported $3.83B of Schwab U.S Small- Cap ETF stock for Q2 2019, up 6.4% quarter-over-quarter.
  • 49 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2019 and 29 closed out, a net change of +20 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2019 was Charles Schwab Investment Advisory, an estimated $98.8M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2019 was Joseph P. Lucia & Associates, an estimated $169M sold.

Based on aggregated 13F filings for Q2 2019.