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Schwab U.S Small- Cap ETF

950 hedge funds and large institutions have $10.5B invested in Schwab U.S Small- Cap ETF in 2021 Q4 according to their latest regulatory filings, with 174 funds opening new positions, 416 increasing their positions, 237 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

295% more first-time investments, than exits

New positions opened: 174 | Existing positions closed: 44

157% more call options, than puts

Call options by funds: $3.82M | Put options by funds: $1.49M

76% more repeat investments, than reductions

Existing positions increased: 416 | Existing positions reduced: 237

14% more funds holding

Funds holding: 837950 (+113)

8% more funds holding in top 10

Funds holding in top 10: 7480 (+6)

1.85% more ownership

Funds ownership: 243.68%245.53% (+1.9%)

5% more capital invested

Capital invested by funds: $10B → $10.5B (+$466M)

Holders
950
Holders Change
+113
Holders Change %
+13.5%
% of All Funds
14.62%
Holding in Top 10
80
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+8.11%
% of All Funds
1.23%
New
174
Increased
416
Reduced
237
Closed
44
Calls
$3.82M
Puts
$1.49M
Net Calls
+$2.33M
Net Calls Change
+$1.31M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$4.57B +$175M +6,779,976 +4%
Bank of America
2
Bank of America
North Carolina
$778M -$186M -7,176,200 -19%
PCA
3
Personal Capital Advisors
California
$423M +$17.7M +682,700 +4%
SEI Investments
4
SEI Investments
Pennsylvania
$357M +$8M +309,280 +2%
Charles Schwab
5
Charles Schwab
California
$330M +$18.8M +726,604 +6%
Financial Engines Advisors
6
Financial Engines Advisors
California
$167M +$16.3M +628,244 +11%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$115M +$5.66M +218,824 +5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$112M +$24.2M +934,164 +27%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$92M +$20.6M +796,580 +28%
Osaic Holdings
10
Osaic Holdings
Arizona
$91M +$5.83M +225,444 +7%
AWS
11
AJ Wealth Strategies
New York
$74.4M +$5.5M +212,652 +8%
HighTower Advisors
12
HighTower Advisors
Illinois
$70.3M +$7.69M +297,200 +12%
Mariner
13
Mariner
Kansas
$64.3M +$416K +16,064 +0.6%
AA
14
Advisory Alpha
Michigan
$62.8M +$7.49M +289,436 +13%
SC
15
Savant Capital
Illinois
$61.5M +$38.4M +1,482,972 +162%
Creative Planning
16
Creative Planning
Kansas
$61M -$3.3M -127,684 -5%
UBS Group
17
UBS Group
Switzerland
$61M -$3.54M -136,764 -5%
PCIA
18
Prime Capital Investment Advisors
Kansas
$58.7M +$3.85M +148,912 +7%
UCFA
19
United Capital Financial Advisors
Texas
$51.2M +$635K +24,560 +1%
GAM
20
Gemmer Asset Management
California
$50.5M +$3.41M +131,708 +7%
LPL Financial
21
LPL Financial
California
$48M +$2.83M +109,416 +6%
CAPTRUST Financial Advisors
22
CAPTRUST Financial Advisors
North Carolina
$45.5M +$36.8M +1,423,956 +405%
MW
23
Marcum Wealth
Ohio
$45.3M +$3.73M +144,224 +9%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$42.7M +$3.41M +131,712 +9%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$39.5M -$10.2M -395,644 -20%

SCHA Hedge Fund Activity: Q4 2021 in Review

950 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2021, worth a combined $10.5B — up 4.7% from $10B a quarter earlier.

Buyers outnumbered sellers: 174 funds opened new SCHA positions and 44 closed out — a net gain of 130 holders — while 416 added to existing stakes and 237 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $175M. The largest seller was Bank of America, cutting an estimated $186M.

  • 950 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2021, up from 837 in Q3 2021.
  • Funds reported $10.5B of Schwab U.S Small- Cap ETF stock for Q4 2021, up 4.7% quarter-over-quarter.
  • 174 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2021 and 44 closed out, a net change of +130 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2021 was Charles Schwab Investment Advisory, an estimated $175M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2021 was Bank of America, an estimated $186M sold.

Based on aggregated 13F filings for Q4 2021.