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Schwab U.S Small- Cap ETF

818 hedge funds and large institutions have $9.38B invested in Schwab U.S Small- Cap ETF in 2021 Q1 according to their latest regulatory filings, with 122 funds opening new positions, 306 increasing their positions, 287 reducing their positions, and 43 closing their positions.

New
Increased
Maintained
Reduced
Closed

184% more first-time investments, than exits

New positions opened: 122 | Existing positions closed: 43

76% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.06M

18% more capital invested

Capital invested by funds: $7.93B → $9.38B (+$1.45B)

11% more funds holding in top 10

Funds holding in top 10: 7583 (+8)

9% more funds holding

Funds holding: 748818 (+70)

7% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 287

0.91% more ownership

Funds ownership: 246.2%247.11% (+0.91%)

Holders
818
Holders Change
+70
Holders Change %
+9.36%
% of All Funds
14.36%
Holding in Top 10
83
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+10.67%
% of All Funds
1.46%
New
122
Increased
306
Reduced
287
Closed
43
Calls
$1.86M
Puts
$1.06M
Net Calls
+$802K
Net Calls Change
+$511K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$3.95B -$230M -9,348,276 -6%
Bank of America
2
Bank of America
North Carolina
$876M +$597M +24,256,620 +222%
PCA
3
Personal Capital Advisors
California
$344M -$42.8M -1,740,060 -11%
SEI Investments
4
SEI Investments
Pennsylvania
$314M
Charles Schwab
5
Charles Schwab
California
$269M -$11.3M -457,932 -4%
Financial Engines Advisors
6
Financial Engines Advisors
California
$144M -$19.7M -800,044 -12%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$121M -$3.21M -130,516 -3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$99.8M +$44.3M +1,801,512 +82%
FMP
9
Financial Management Professionals
Texas
$90.4M +$14.3M +580,272 +19%
Osaic Holdings
10
Osaic Holdings
Arizona
$88.4M +$32.9M +1,339,652 +61%
TI
11
Tidal Investments
Wisconsin
$84.5M +$295K +11,992 +0.4%
Mercer Global Advisors
12
Mercer Global Advisors
Colorado
$73.5M +$9.74M +396,172 +16%
UBS Group
13
UBS Group
Switzerland
$60.1M +$76.9K +3,128 +0.1%
HighTower Advisors
14
HighTower Advisors
Illinois
$59M +$3.58M +145,620 +7%
Creative Planning
15
Creative Planning
Kansas
$57.9M +$990K +40,248 +2%
Mariner
16
Mariner
Kansas
$56.4M +$2.14M +87,156 +4%
AWS
17
AJ Wealth Strategies
New York
$56.2M +$1.72M +70,008 +3%
Ameriprise
18
Ameriprise
Minnesota
$52.6M +$1.36M +55,296 +3%
UCFA
19
United Capital Financial Advisors
Texas
$47.3M +$489K +19,880 +1%
PCIA
20
Prime Capital Investment Advisors
Kansas
$46.3M +$1.57M +63,984 +4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$44.2M +$20.4M +829,104 +88%
LPL Financial
22
LPL Financial
California
$41.8M +$2.99M +121,404 +8%
GAM
23
Gemmer Asset Management
California
$41.4M +$6.41M +260,516 +19%
AA
24
Advisory Alpha
Michigan
$40.9M +$3.41M +138,680 +9%
FMT
25
First Mercantile Trust
Tennessee
$39.9M -$4.17M -169,380 -10%

SCHA Hedge Fund Activity: Q1 2021 in Review

818 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2021, worth a combined $9.38B — up 18% from $7.93B a quarter earlier.

Buyers outnumbered sellers: 122 funds opened new SCHA positions and 43 closed out — a net gain of 79 holders — while 306 added to existing stakes and 287 trimmed.

The largest buyer was Bank of America, adding an estimated $597M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $230M.

  • 818 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2021, up from 748 in Q4 2020.
  • Funds reported $9.38B of Schwab U.S Small- Cap ETF stock for Q1 2021, up 18% quarter-over-quarter.
  • 122 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2021 and 43 closed out, a net change of +79 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2021 was Bank of America, an estimated $597M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2021 was Charles Schwab Investment Advisory, an estimated $230M sold.

Based on aggregated 13F filings for Q1 2021.