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Schwab U.S Small- Cap ETF

584 hedge funds and large institutions have $3.6B invested in Schwab U.S Small- Cap ETF in 2019 Q1 according to their latest regulatory filings, with 78 funds opening new positions, 281 increasing their positions, 166 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 46

69% more repeat investments, than reductions

Existing positions increased: 281 | Existing positions reduced: 166

22% more capital invested

Capital invested by funds: $2.95B → $3.6B (+$655M)

12.66% more ownership

Funds ownership: 177.34%189.99% (+13%)

4% more funds holding

Funds holding: 559584 (+25)

4% more funds holding in top 10

Funds holding in top 10: 5658 (+2)

70% less call options, than puts

Call options by funds: $657K | Put options by funds: $2.21M

Holders
584
Holders Change
+25
Holders Change %
+4.47%
% of All Funds
12.64%
Holding in Top 10
58
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+3.57%
% of All Funds
1.26%
New
78
Increased
281
Reduced
166
Closed
46
Calls
$657K
Puts
$2.21M
Net Calls
-$1.56M
Net Calls Change
-$1.71M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$1.34B +$111M +6,515,740 +9%
SEI Investments
2
SEI Investments
Pennsylvania
$226M -$2.73M -159,844 -1%
PCA
3
Personal Capital Advisors
California
$175M +$34.5M +2,014,100 +25%
Bank of America
4
Bank of America
North Carolina
$119M +$85.1M +4,974,360 +271%
Charles Schwab
5
Charles Schwab
California
$66.9M +$5.05M +295,160 +8%
Wealth Enhancement Advisory Services
6
Wealth Enhancement Advisory Services
Minnesota
$60.7M +$3.23M +188,616 +6%
Mariner
7
Mariner
Kansas
$39.7M +$6.9M +403,180 +22%
Financial Engines Advisors
8
Financial Engines Advisors
California
$37.4M -$18.1M -1,059,200 -33%
Ameriprise
9
Ameriprise
Minnesota
$35.8M +$4.56M +266,520 +15%
TAT
10
TD Ameritrade Trust
Colorado
$35.5M +$426K +24,904 +1%
AB
11
AT Bancorp
Iowa
$33.9M -$5.34M -311,900 -14%
GAM
12
Gemmer Asset Management
California
$28.9M +$749K +43,796 +3%
ACM
13
Alpha Capital Management
Texas
$27M +$707K +41,320 +3%
UCFA
14
United Capital Financial Advisors
Texas
$26.3M +$1.74M +101,868 +7%
KFC
15
Klingenstein Fields & Co
New York
$25.4M +$3.99M +233,260 +19%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$24.8M -$4.11M -240,068 -14%
AWS
17
AJ Wealth Strategies
New York
$23.9M +$1.21M +70,552 +5%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$21.4M +$29.8K +1,744 +0.1%
WAM
19
Wealthspire Advisors (Maryland)
Maryland
$21M +$719K +42,040 +4%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$20.7M +$20.2M +1,183,192 New
HighTower Advisors
21
HighTower Advisors
Illinois
$20.6M +$619K +36,180 +3%
LPL Financial
22
LPL Financial
California
$18.8M +$1.14M +66,872 +7%
BWM
23
BerganKDV Wealth Management
Minnesota
$18.6M +$1.9M +111,008 +12%
UBS Group
24
UBS Group
Switzerland
$18.4M -$27.4M -1,599,808 -60%
EFSCE
25
Enterprise Financial Services Corp (EFSC)
Missouri
$18.1M +$17.7M +1,032,692 +68,846%

SCHA Hedge Fund Activity: Q1 2019 in Review

584 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2019, worth a combined $3.6B — up 22% from $2.95B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new SCHA positions and 46 closed out — a net gain of 32 holders — while 281 added to existing stakes and 166 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $111M. The largest seller was UBS Group, cutting an estimated $27.4M.

  • 584 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2019, up from 559 in Q4 2018.
  • Funds reported $3.6B of Schwab U.S Small- Cap ETF stock for Q1 2019, up 22% quarter-over-quarter.
  • 78 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2019 and 46 closed out, a net change of +32 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2019 was Charles Schwab Investment Advisory, an estimated $111M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2019 was UBS Group, an estimated $27.4M sold.

Based on aggregated 13F filings for Q1 2019.