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Schwab U.S Small- Cap ETF

239 hedge funds and large institutions have $1B invested in Schwab U.S Small- Cap ETF in 2016 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 117 increasing their positions, 77 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

52% more repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 77

50% more call options, than puts

Call options by funds: $681K | Put options by funds: $454K

33% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 15

12% more funds holding in top 10

Funds holding in top 10: 2629 (+3)

11% more capital invested

Capital invested by funds: $905M → $1B (+$98.1M)

2.54% more ownership

Funds ownership: 116.16%118.7% (+2.5%)

1% more funds holding

Funds holding: 236239 (+3)

Holders
239
Holders Change
+3
Holders Change %
+1.27%
% of All Funds
6.38%
Holding in Top 10
29
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+11.54%
% of All Funds
0.77%
New
20
Increased
117
Reduced
77
Closed
15
Calls
$681K
Puts
$454K
Net Calls
+$227K
Net Calls Change
+$53K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$354M +$49.6M +3,739,704 +17%
Bank of America
2
Bank of America
North Carolina
$59.1M +$3.73M +281,224 +7%
UBS Group
3
UBS Group
Switzerland
$54.4M +$5.46M +411,060 +11%
HSA
4
HBK Sorce Advisory
Pennsylvania
$35.5M +$119K +8,988 +0.3%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$24.1M -$2.71M -204,148 -10%
Charles Schwab
6
Charles Schwab
California
$19M -$263K -19,820 -1%
SWM
7
SVA Wealth Management
Wisconsin
$17.1M +$193K +14,520 +1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$17M +$945K +71,224 +6%
QI
9
QS Investors
New York
$16.3M +$3.25M +244,692 +25%
RBA
10
Richard Bernstein Advisors
New York
$16.1M +$1.75M +131,632 +12%
SHJ
11
Sharkey, Howes & Javer
Colorado
$14.8M +$5.47M +412,108 +60%
WAM
12
Wealthspire Advisors (Maryland)
Maryland
$13.1M +$465K +35,056 +4%
AB
13
AT Bancorp
Iowa
$12.3M -$1.42M -106,604 -11%
TAT
14
TD Ameritrade Trust
Colorado
$11M +$2.02M +151,928 +23%
TPW
15
Tiller Private Wealth
Pennsylvania
$9.35M -$218K -16,448 -2%
WA
16
WealthTrust-Arizona
Arizona
$8.55M -$166K -12,536 -2%
MM
17
Meridian Management
Arkansas
$8.49M -$237K -17,864 -3%
MWAC
18
Mariner Wealth Advisors (Cincinnati)
Ohio
$8.07M +$720K +54,232 +10%
VV
19
Valentine Ventures
Oregon
$7.96M -$259K -19,544 -3%
BWA
20
Burt Wealth Advisors
Maryland
$6.99M +$147K +11,052 +2%
CCM
21
CWH Capital Management
Washington
$6.89M -$3.4M -256,460 -33%
GAM
22
Gemmer Asset Management
California
$6.77M +$547K +41,212 +9%
MAM
23
Marquette Asset Management
Minnesota
$6.6M -$36.5K -2,752 -0.6%
WCWM
24
Wooster Corthell Wealth Management
Connecticut
$5.78M -$17.2M -1,299,336 -75%
NIC
25
Northwest Investment Counselors
Oregon
$5.73M +$73.9K +5,564 +1%

SCHA Hedge Fund Activity: Q2 2016 in Review

239 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2016, worth a combined $1B — up 11% from $905M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 15 closed out — a net gain of 5 holders — while 117 added to existing stakes and 77 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $49.6M. The largest seller was Wooster Corthell Wealth Management, cutting an estimated $17.2M.

  • 239 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2016, up from 236 in Q1 2016.
  • Funds reported $1B of Schwab U.S Small- Cap ETF stock for Q2 2016, up 11% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2016 and 15 closed out, a net change of +5 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2016 was Charles Schwab Investment Advisory, an estimated $49.6M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2016 was Wooster Corthell Wealth Management, an estimated $17.2M sold.

Based on aggregated 13F filings for Q2 2016.