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Schwab U.S Small- Cap ETF

637 hedge funds and large institutions have $3.61B invested in Schwab U.S Small- Cap ETF in 2020 Q1 according to their latest regulatory filings, with 54 funds opening new positions, 267 increasing their positions, 260 reducing their positions, and 116 closing their positions.

New
Increased
Maintained
Reduced
Closed

34.3% more ownership

Funds ownership: 200.85%235.15% (+34%)

3% more repeat investments, than reductions

Existing positions increased: 267 | Existing positions reduced: 260

2% more call options, than puts

Call options by funds: $304K | Put options by funds: $297K

10% less funds holding

Funds holding: 707637 (-70)

21% less capital invested

Capital invested by funds: $4.57B → $3.61B (-$966M)

24% less funds holding in top 10

Funds holding in top 10: 6751 (-16)

53% less first-time investments, than exits

New positions opened: 54 | Existing positions closed: 116

Holders
637
Holders Change
-70
Holders Change %
-9.9%
% of All Funds
14.04%
Holding in Top 10
51
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-23.88%
% of All Funds
1.12%
New
54
Increased
267
Reduced
260
Closed
116
Calls
$304K
Puts
$297K
Net Calls
+$7K
Net Calls Change
+$1.12M
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$1.25B +$96.6M +5,682,584 +6%
SEI Investments
2
SEI Investments
Pennsylvania
$205M +$19.6M +1,150,896 +8%
PCA
3
Personal Capital Advisors
California
$177M +$15.5M +913,052 +7%
SS
4
Sunbelt Securities
Texas
$168M +$166M +9,758,680 +6,354%
Bank of America
5
Bank of America
North Carolina
$163M +$109M +6,407,556 +102%
Charles Schwab
6
Charles Schwab
California
$157M +$117M +6,885,016 +129%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$59.6M -$2.83M -166,244 -4%
UBS Group
8
UBS Group
Switzerland
$48M +$30.5M +1,794,080 +93%
MW
9
Marcum Wealth
Ohio
$39M +$42.9M +2,521,404 +495%
FMT
10
First Mercantile Trust
Tennessee
$35M +$5.16M +303,712 +13%
LWMT
11
Legacy Wealth Management (Tennessee)
Tennessee
$29.5M +$37M +2,178,408 +1,904%
Mariner
12
Mariner
Kansas
$29.2M -$2.12M -124,720 -5%
Ameriprise
13
Ameriprise
Minnesota
$25.7M -$4.96M -292,088 -13%
KFC
14
Klingenstein Fields & Co
New York
$23M +$1.22M +71,968 +4%
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$22.3M +$588K +34,588 +2%
UCFA
16
United Capital Financial Advisors
Texas
$21.7M +$1.41M +82,868 +5%
AA
17
Advisory Alpha
Michigan
$20.6M +$18.2M +1,072,404 +240%
ACM
18
Alpha Capital Management
Texas
$19.3M +$145K +8,548 +0.6%
PCIA
19
Prime Capital Investment Advisors
Kansas
$19.2M +$2.68M +157,472 +12%
Creative Planning
20
Creative Planning
Kansas
$18.5M +$11.2M +660,384 +85%
GAM
21
Gemmer Asset Management
California
$18M -$2.18M -128,408 -8%
Financial Engines Advisors
22
Financial Engines Advisors
California
$17.7M -$9.72M -572,156 -29%
FWM
23
Filbrandt Wealth Management
Wisconsin
$17.5M +$2.66M +156,692 +13%
Osaic Holdings
24
Osaic Holdings
Arizona
$17.2M +$262M +15,398,396 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$16.6M +$5.36M +315,532 +32%

SCHA Hedge Fund Activity: Q1 2020 in Review

637 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q1 2020, worth a combined $3.61B — down 21% from $4.57B a quarter earlier.

Sellers outnumbered buyers: 116 funds closed out of SCHA and 54 opened new positions — a net loss of 62 holders — while 260 trimmed existing stakes and 267 added.

The largest buyer was Sunbelt Securities, adding an estimated $166M. The largest seller was AJ Wealth Strategies, cutting an estimated $22.6M.

  • 637 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q1 2020, down from 707 in Q4 2019.
  • Funds reported $3.61B of Schwab U.S Small- Cap ETF stock for Q1 2020, down 21% quarter-over-quarter.
  • 54 funds opened new Schwab U.S Small- Cap ETF positions in Q1 2020 and 116 closed out, a net change of -62 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q1 2020 was Sunbelt Securities, an estimated $166M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q1 2020 was AJ Wealth Strategies, an estimated $22.6M sold.

Based on aggregated 13F filings for Q1 2020.