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Schwab U.S Small- Cap ETF

867 hedge funds and large institutions have $7.24B invested in Schwab U.S Small- Cap ETF in 2022 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 366 increasing their positions, 338 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

406% more call options, than puts

Call options by funds: $1.76M | Put options by funds: $348K

6% more funds holding in top 10

Funds holding in top 10: 6670 (+4)

8% more repeat investments, than reductions

Existing positions increased: 366 | Existing positions reduced: 338

8% less first-time investments, than exits

New positions opened: 47 | Existing positions closed: 51

2% less funds holding

Funds holding: 881867 (-14)

5.63% less ownership

Funds ownership: 120.31%114.68% (-5.6%)

7% less capital invested

Capital invested by funds: $7.75B → $7.24B (-$514M)

Holders
867
Holders Change
-14
Holders Change %
-1.59%
% of All Funds
14.94%
Holding in Top 10
70
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+6.06%
% of All Funds
1.21%
New
47
Increased
366
Reduced
338
Closed
51
Calls
$1.76M
Puts
$348K
Net Calls
+$1.41M
Net Calls Change
-$580K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$2.77B -$80.3M -3,838,332 -3%
PCA
2
Personal Capital Advisors
California
$379M +$17.6M +839,444 +4%
Bank of America
3
Bank of America
North Carolina
$321M -$456M -21,813,448 -56%
SEI Investments
4
SEI Investments
Pennsylvania
$290M +$4.3M +205,622 +1%
Charles Schwab
5
Charles Schwab
California
$274M +$3.53M +169,010 +1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$131M +$27.6M +1,317,902 +24%
Mercer Global Advisors
7
Mercer Global Advisors
Colorado
$120M +$26M +1,243,302 +24%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$116M +$2.9M +138,856 +2%
Financial Engines Advisors
9
Financial Engines Advisors
California
$97.9M -$12.3M -589,436 -10%
UBS AM
10
UBS AM
Illinois
$88.7M +$98.1M +4,692,638 New
Osaic Holdings
11
Osaic Holdings
Arizona
$80.2M -$3.28M -156,930 -4%
Creative Planning
12
Creative Planning
Kansas
$65.1M +$7.55M +361,128 +12%
AA
13
Advisory Alpha
Michigan
$64.3M +$8.49M +405,758 +14%
HighTower Advisors
14
HighTower Advisors
Illinois
$60.9M -$1.18M -56,440 -2%
UBS Group
15
UBS Group
Switzerland
$57.9M +$4.03M +192,754 +7%
Mariner
16
Mariner
Kansas
$53.7M +$2.52M +120,478 +4%
Morgan Stanley
17
Morgan Stanley
New York
$51.2M +$25.5M +1,221,196 +82%
SC
18
Savant Capital
Illinois
$50.3M -$4.33M -207,250 -7%
AWS
19
AJ Wealth Strategies
New York
$50.2M -$1.52M -72,758 -3%
MW
20
Marcum Wealth
Ohio
$47.1M -$2.31M -110,284 -4%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$43.1M +$3.86M +184,542 +9%
LPL Financial
22
LPL Financial
California
$37.3M +$2.23M +106,596 +6%
UCFA
23
United Capital Financial Advisors
Texas
$36.9M -$848K -40,558 -2%
GAM
24
Gemmer Asset Management
California
$36.3M -$29.7K -1,422 -0.1%
Goldman Sachs
25
Goldman Sachs
New York
$35.4M +$37.5M +1,791,436 +2,216%

SCHA Hedge Fund Activity: Q3 2022 in Review

867 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2022, worth a combined $7.24B — down 6.6% from $7.75B a quarter earlier.

Sellers outnumbered buyers: 51 funds closed out of SCHA and 47 opened new positions — a net loss of 4 holders — while 338 trimmed existing stakes and 366 added.

The largest buyer was UBS AM, opening a new position worth an estimated $98.1M. The largest seller was Bank of America, cutting an estimated $456M.

  • 867 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2022, down from 881 in Q2 2022.
  • Funds reported $7.24B of Schwab U.S Small- Cap ETF stock for Q3 2022, down 6.6% quarter-over-quarter.
  • 47 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2022 and 51 closed out, a net change of -4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2022 was UBS AM, an estimated $98.1M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2022 was Bank of America, an estimated $456M sold.

Based on aggregated 13F filings for Q3 2022.