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Schwab U.S Small- Cap ETF

957 hedge funds and large institutions have $8.45B invested in Schwab U.S Small- Cap ETF in 2023 Q2 according to their latest regulatory filings, with 85 funds opening new positions, 370 increasing their positions, 380 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

377% more call options, than puts

Call options by funds: $3.2M | Put options by funds: $670K

77% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 48

3% more funds holding in top 10

Funds holding in top 10: 6365 (+2)

3% more funds holding

Funds holding: 928957 (+29)

4% more capital invested

Capital invested by funds: $8.11B → $8.45B (+$342M)

0.14% more ownership

Funds ownership: 118.39%118.54% (+0.14%)

3% less repeat investments, than reductions

Existing positions increased: 370 | Existing positions reduced: 380

Holders
957
Holders Change
+29
Holders Change %
+3.13%
% of All Funds
15.03%
Holding in Top 10
65
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+3.17%
% of All Funds
1.02%
New
85
Increased
370
Reduced
380
Closed
48
Calls
$3.2M
Puts
$670K
Net Calls
+$2.53M
Net Calls Change
+$283K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$3.17B +$50.8M +2,439,478 +2%
Empower Advisory Group
2
Empower Advisory Group
Colorado
$515M +$25.5M +1,225,104 +5%
Bank of America
3
Bank of America
North Carolina
$410M +$5.44M +261,166 +1%
Charles Schwab
4
Charles Schwab
California
$379M +$18.9M +904,460 +6%
SEI Investments
5
SEI Investments
Pennsylvania
$331M +$5.48M +262,696 +2%
Goldman Sachs
6
Goldman Sachs
New York
$147M +$2.69M +129,244 +2%
Financial Engines Advisors
7
Financial Engines Advisors
California
$119M -$676K -32,434 -0.6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$104M -$45.7M -2,194,172 -32%
Osaic Holdings
9
Osaic Holdings
Arizona
$89M -$7.21M -345,976 -8%
Creative Planning
10
Creative Planning
Kansas
$81.4M +$2.77M +132,896 +4%
AA
11
Advisory Alpha
Michigan
$80.6M +$5.8M +278,228 +8%
UBS Group
12
UBS Group
Switzerland
$75.3M +$6.82M +327,378 +11%
Mercer Global Advisors
13
Mercer Global Advisors
Colorado
$65.6M -$61.1M -2,932,104 -49%
Mariner
14
Mariner
Kansas
$64.8M -$1.33M -63,770 -2%
AWS
15
AJ Wealth Strategies
New York
$57.6M +$1.07M +51,150 +2%
HighTower Advisors
16
HighTower Advisors
Illinois
$56.4M +$760K +36,482 +1%
MW
17
Marcum Wealth
Ohio
$54M -$1.64M -78,788 -3%
SC
18
Savant Capital
Illinois
$50.5M -$888K -42,598 -2%
LPL Financial
19
LPL Financial
California
$48.9M +$4.56M +218,838 +11%
Ameriprise
20
Ameriprise
Minnesota
$47.9M -$5.33M -255,812 -10%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$47.3M -$1.27M -60,954 -3%
Morgan Stanley
22
Morgan Stanley
New York
$42.9M -$2.91M -139,474 -7%
GAM
23
Gemmer Asset Management
California
$42.4M +$1.83M +87,950 +5%
FA
24
Financial Advisors
Massachusetts
$42.4M +$1.33M +64,016 +3%
UCFA
25
United Capital Financial Advisors
Texas
$41.9M +$206K +9,876 +0.5%

SCHA Hedge Fund Activity: Q2 2023 in Review

957 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2023, worth a combined $8.45B — up 4.2% from $8.11B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new SCHA positions and 48 closed out — a net gain of 37 holders — while 370 added to existing stakes and 380 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $50.8M. The largest seller was Mercer Global Advisors, cutting an estimated $61.1M.

  • 957 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2023, up from 928 in Q1 2023.
  • Funds reported $8.45B of Schwab U.S Small- Cap ETF stock for Q2 2023, up 4.2% quarter-over-quarter.
  • 85 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2023 and 48 closed out, a net change of +37 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2023 was Charles Schwab Investment Advisory, an estimated $50.8M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2023 was Mercer Global Advisors, an estimated $61.1M sold.

Based on aggregated 13F filings for Q2 2023.