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Schwab U.S Small- Cap ETF

633 hedge funds and large institutions have $5.51B invested in Schwab U.S Small- Cap ETF in 2020 Q2 according to their latest regulatory filings, with 59 funds opening new positions, 217 increasing their positions, 276 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more capital invested

Capital invested by funds: $3.61B → $5.51B (+$1.91B)

6% more funds holding in top 10

Funds holding in top 10: 5154 (+3)

4.08% more ownership

Funds ownership: 235.15%239.23% (+4.1%)

1% less funds holding

Funds holding: 637633 (-4)

3% less first-time investments, than exits

New positions opened: 59 | Existing positions closed: 61

21% less repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 276

Holders
633
Holders Change
-4
Holders Change %
-0.63%
% of All Funds
12.98%
Holding in Top 10
54
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+5.88%
% of All Funds
1.11%
New
59
Increased
217
Reduced
276
Closed
61
Calls
$710K
Puts
Net Calls
+$710K
Net Calls Change
+$703K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$2.66B +$984M +65,740,932 +68%
SEI Investments
2
SEI Investments
Pennsylvania
$273M +$12.3M +819,060 +5%
PCA
3
Personal Capital Advisors
California
$241M +$23.2M +1,551,484 +12%
Bank of America
4
Bank of America
North Carolina
$198M -$7.89M -526,616 -4%
Charles Schwab
5
Charles Schwab
California
$191M -$7.74M -516,928 -4%
Financial Engines Advisors
6
Financial Engines Advisors
California
$119M +$88.6M +5,914,052 +431%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$83.5M +$12.4M +829,832 +20%
FMT
8
First Mercantile Trust
Tennessee
$39.9M -$4.09M -273,460 -10%
UBS Group
9
UBS Group
Switzerland
$37.2M -$21.7M -1,450,492 -39%
Mariner
10
Mariner
Kansas
$34.7M -$2.12M -141,512 -6%
MW
11
Marcum Wealth
Ohio
$31M -$17M -1,135,136 -37%
Creative Planning
12
Creative Planning
Kansas
$30.3M +$6.2M +413,740 +29%
AWS
13
AJ Wealth Strategies
New York
$30.1M +$23.2M +1,547,852 +525%
Ameriprise
14
Ameriprise
Minnesota
$29M -$3.42M -228,532 -11%
KFC
15
Klingenstein Fields & Co
New York
$29M -$130K -8,680 -0.5%
UCFA
16
United Capital Financial Advisors
Texas
$28.5M +$916K +61,160 +4%
Osaic Holdings
17
Osaic Holdings
Arizona
$27.8M -$205M -13,706,096 -89%
AA
18
Advisory Alpha
Michigan
$26.5M -$430K -28,736 -2%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$25.5M -$2.5M -167,180 -10%
PCIA
20
Prime Capital Investment Advisors
Kansas
$25.1M +$740K +49,436 +3%
FWM
21
Filbrandt Wealth Management
Wisconsin
$24.4M +$2.05M +137,052 +10%
LWMT
22
Legacy Wealth Management (Tennessee)
Tennessee
$22.9M -$13.3M -888,036 -39%
GAM
23
Gemmer Asset Management
California
$22.5M -$300K -20,004 -1%
LPL Financial
24
LPL Financial
California
$19.9M +$479K +31,956 +3%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$19.8M +$3.53M +235,888 +24%

SCHA Hedge Fund Activity: Q2 2020 in Review

633 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q2 2020, worth a combined $5.51B — up 53% from $3.61B a quarter earlier.

Sellers outnumbered buyers: 61 funds closed out of SCHA and 59 opened new positions — a net loss of 2 holders — while 276 trimmed existing stakes and 217 added.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $984M. The largest seller was Osaic Holdings, cutting an estimated $205M.

  • 633 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q2 2020, down from 637 in Q1 2020.
  • Funds reported $5.51B of Schwab U.S Small- Cap ETF stock for Q2 2020, up 53% quarter-over-quarter.
  • 59 funds opened new Schwab U.S Small- Cap ETF positions in Q2 2020 and 61 closed out, a net change of -2 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q2 2020 was Charles Schwab Investment Advisory, an estimated $984M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $205M sold.

Based on aggregated 13F filings for Q2 2020.