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Schwab U.S Small- Cap ETF

748 hedge funds and large institutions have $7.93B invested in Schwab U.S Small- Cap ETF in 2020 Q4 according to their latest regulatory filings, with 144 funds opening new positions, 257 increasing their positions, 257 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

586% more first-time investments, than exits

New positions opened: 144 | Existing positions closed: 21

44% more funds holding in top 10

Funds holding in top 10: 5275 (+23)

43% more call options, than puts

Call options by funds: $966K | Put options by funds: $675K

36% more capital invested

Capital invested by funds: $5.81B → $7.93B (+$2.11B)

17% more funds holding

Funds holding: 637748 (+111)

5.33% more ownership

Funds ownership: 240.87%246.2% (+5.3%)

0% more repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 257

Holders
748
Holders Change
+111
Holders Change %
+17.43%
% of All Funds
13.24%
Holding in Top 10
75
Holding in Top 10 Change
+23
Holding in Top 10 Change %
+44.23%
% of All Funds
1.33%
New
144
Increased
257
Reduced
257
Closed
21
Calls
$966K
Puts
$675K
Net Calls
+$291K
Net Calls Change
+$615K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$3.74B +$11.8M +593,804 +0.4%
PCA
2
Personal Capital Advisors
California
$346M +$7.31M +367,228 +2%
SEI Investments
3
SEI Investments
Pennsylvania
$314M -$30.5M -1,532,488 -10%
Charles Schwab
4
Charles Schwab
California
$250M -$13.2M -662,708 -6%
Bank of America
5
Bank of America
North Carolina
$243M +$2.41M +120,988 +1%
Financial Engines Advisors
6
Financial Engines Advisors
California
$147M -$9.52M -477,992 -7%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$116M +$452K +22,692 +0.5%
TI
8
Tidal Investments
Wisconsin
$75.2M +$67.3M +3,379,672 New
FMP
9
Financial Management Professionals
Texas
$67.9M +$34.5M +1,731,544 +131%
Mercer Global Advisors
10
Mercer Global Advisors
Colorado
$56.8M +$9.39M +471,652 +23%
UBS Group
11
UBS Group
Switzerland
$53.6M +$2.46M +123,628 +5%
Creative Planning
12
Creative Planning
Kansas
$50.8M -$123K -6,184 -0.3%
HighTower Advisors
13
HighTower Advisors
Illinois
$49.6M +$25.5M +1,278,944 +135%
Osaic Holdings
14
Osaic Holdings
Arizona
$49M +$1.49M +74,764 +4%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$49M +$16M +802,724 +57%
AWS
16
AJ Wealth Strategies
New York
$48.6M +$2.7M +135,680 +7%
Mariner
17
Mariner
Kansas
$48.4M +$880K +44,200 +2%
Ameriprise
18
Ameriprise
Minnesota
$45.6M +$7.75M +389,372 +23%
UCFA
19
United Capital Financial Advisors
Texas
$41.8M -$303K -15,216 -0.8%
PCIA
20
Prime Capital Investment Advisors
Kansas
$40M +$5.48M +275,148 +18%
FMT
21
First Mercantile Trust
Tennessee
$39.3M -$11.3M -568,404 -24%
MW
22
Marcum Wealth
Ohio
$37.5M +$2.55M +128,224 +8%
FWM
23
Filbrandt Wealth Management
Wisconsin
$34.8M +$1.17M +58,796 +4%
LPL Financial
24
LPL Financial
California
$34.6M -$133K -6,696 -0.4%
AA
25
Advisory Alpha
Michigan
$33.5M +$1.58M +79,524 +6%

SCHA Hedge Fund Activity: Q4 2020 in Review

748 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2020, worth a combined $7.93B — up 36% from $5.81B a quarter earlier.

Buyers outnumbered sellers: 144 funds opened new SCHA positions and 21 closed out — a net gain of 123 holders — while 257 added to existing stakes and 257 trimmed.

The largest buyer was Tidal Investments, opening a new position worth an estimated $67.3M. The largest seller was SEI Investments, cutting an estimated $30.5M.

  • 748 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2020, up from 637 in Q3 2020.
  • Funds reported $7.93B of Schwab U.S Small- Cap ETF stock for Q4 2020, up 36% quarter-over-quarter.
  • 144 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2020 and 21 closed out, a net change of +123 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2020 was Tidal Investments, an estimated $67.3M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2020 was SEI Investments, an estimated $30.5M sold.

Based on aggregated 13F filings for Q4 2020.