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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$207M +$26.2M +1,906,444 +13%
HSA
2
HBK Sorce Advisory
Pennsylvania
$27.4M +$100K +7,296 +0.3%
FMP
3
Financial Management Professionals
Texas
$17.1M +$18.4M +1,338,648 +30,204%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$16.7M +$822K +59,712 +5%
Charles Schwab
5
Charles Schwab
California
$16.3M +$903K +65,572 +5%
WCWM
6
Wooster Corthell Wealth Management
Connecticut
$15.8M +$449K +32,592 +3%
PFG
7
Piershale Financial Group
Illinois
$14.1M +$2.94M +213,772 +24%
SHJ
8
Sharkey, Howes & Javer
Colorado
$14M -$4.57M -332,220 -24%
SWM
9
SVA Wealth Management
Wisconsin
$13.4M +$915K +66,436 +7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$12.8M +$13.8M +1,004,300 New
SMG
11
Spectrum Management Group
Indiana
$11.3M -$108K -7,820 -0.9%
WA
12
WealthTrust-Arizona
Arizona
$8.54M +$9.25M +672,220 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$8.35M +$6.32M +458,956 +231%
VV
14
Valentine Ventures
Oregon
$8.29M -$161K -11,708 -2%
UCFA
15
United Capital Financial Advisors
Texas
$7.38M -$6.1M -443,164 -43%
MM
16
Meridian Management
Arkansas
$7.11M +$399K +28,960 +5%
Morgan Stanley
17
Morgan Stanley
New York
$6.85M +$172K +12,504 +2%
Jane Street
18
Jane Street
New York
$6.79M +$3.93M +285,580 +115%
Ameriprise
19
Ameriprise
Minnesota
$6.55M +$958K +69,600 +16%
BWA
20
Burt Wealth Advisors
Maryland
$6.47M +$186K +13,496 +3%
UBS Group
21
UBS Group
Switzerland
$6.47M -$31.9K -2,320 -0.5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$6.34M -$1.13M -82,388 -14%
MAM
23
Marquette Asset Management
Minnesota
$6.06M +$24.2K +1,760 +0.4%
BFG
24
Bouchey Financial Group
New York
$5.93M +$180K +13,084 +3%
Mariner
25
Mariner
Kansas
$5.65M +$5.72M +415,436 +1,421%

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.