First Allied Advisory Services’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

First Allied Advisory Services’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$2.97M	Sell	173,716 -15,756	-8%	-$271K	0.1%	213
2020 Q2	$3.1M	Sell	189,472 -11,776	-6%	-$176K	0.11%	192
2020 Q1	$2.59M	Buy	201,248 +9,336	+5%	+$159K	0.11%	198
2019 Q4	$3.64M	Sell	191,912 -17,084	-8%	-$309K	0.12%	191
2019 Q3	$3.64M	Sell	208,996 -246,648	-54%	-$4.36M	0.13%	189
2019 Q2	$8.14M	Buy	455,644 +126,052	+38%	+$2.23M	0.28%	82
2019 Q1	$5.75M	Buy	329,592 +27,020	+9%	+$462K	0.2%	129
2018 Q4	$4.59M	Sell	302,572 -86,952	-22%	-$1.47M	0.18%	139
2018 Q3	$7.41M	Sell	389,524 -206,176	-35%	-$3.93M	0.25%	93
2018 Q2	$11M	Buy	595,700 +572,696	+2,490%	+$10.4M	0.41%	40
2018 Q1	$396K	Sell	23,004 -10,940	-32%	-$193K	0.02%	760
2017 Q4	$592K	Buy	33,944 +15,872	+88%	+$272K	0.02%	589
2017 Q3	$303K	Sell	18,072 -992	-5%	-$15.9K	0.01%	805
2017 Q2	$306K	Sell	19,064 -22,836	-55%	-$361K	0.01%	817
2017 Q1	$661K	Sell	41,900 -6,360	-13%	-$99.6K	0.03%	499
2016 Q4	$742K	Buy	48,260 +20,540	+74%	+$302K	0.04%	470
2016 Q3	$399K	Buy	+27,720	New	+$393K	0.02%	639
2016 Q2	–	Sell	-19,112	Closed	-$249K	–	1086
2016 Q1	$249K	Sell	19,112 -5,908	-24%	-$71.6K	0.01%	814
2015 Q4	$322K	Sell	25,020 -52,400	-68%	-$699K	0.02%	746
2015 Q3	$982K	Buy	77,420 +12,176	+19%	+$168K	0.05%	353
2015 Q2	$939K	Sell	65,244 -6,228	-9%	-$90.3K	0.04%	411
2015 Q1	$1.02M	Buy	71,472 +47,704	+201%	+$666K	0.07%	345
2014 Q4	$327K	Sell	23,768 -1,072	-4%	-$14.2K	0.02%	704
2014 Q3	$323K	Buy	24,840 +9,808	+65%	+$131K	0.03%	693
2014 Q2	$206K	Sell	15,032 -40,848	-73%	-$539K	0.02%	876
2014 Q1	$751K	Sell	55,880 -10,788	-16%	-$143K	0.06%	382
2013 Q4	$875K	Sell	66,668 -109,652	-62%	-$1.38M	0.07%	327
2013 Q3	$2.13M	Buy	+176,320	New	+$2.07M	0.12%	187

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

FMT

First Mercantile Trust Cordova, Tennessee $755M AUM 28.15% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Allied Advisory Services's SCHA Position: Q3 2020 in Review

First Allied Advisory Services reduced its Schwab U.S Small- Cap ETF (SCHA) stake by 8.3% in Q3 2020, selling an estimated $271K and leaving 173,716 shares worth $2.97M. The position accounts for 0.1% of the portfolio, ranked #213.

First Allied Advisory Services first reported a position in SCHA in Q3 2013 and has held it in 28 quarters since. The position peaked at $11M in Q2 2018. 637 funds tracked by Wall St. Rank hold SCHA as of Q3 2020.

First Allied Advisory Services held 173,716 shares of Schwab U.S Small- Cap ETF worth $2.97M as of Q3 2020.
First Allied Advisory Services sold 15,756 Schwab U.S Small- Cap ETF shares in Q3 2020, an estimated $271K.
Schwab U.S Small- Cap ETF made up 0.1% of First Allied Advisory Services's portfolio in Q3 2020, its #213 holding.
First Allied Advisory Services first reported a position in Schwab U.S Small- Cap ETF in Q3 2013 and has held it in 28 quarters since.
First Allied Advisory Services's Schwab U.S Small- Cap ETF position peaked at $11M in Q2 2018.
637 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.