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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSTP icon
1026
Innovator Buffer Step-Up Strategy ETF
BSTP
$59.6M
$449K 0.01%
12,472
-6,421
-34% -$238K
CSL icon
1027
Carlisle Companies
CSL
$13.6B
$449K 0.01%
+1,346
New +$490K
HYGH icon
1028
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$573M
$448K 0.01%
5,229
+1,909
+58% +$164K
AFLG icon
1029
First Trust Active Factor Large Cap ETF
AFLG
$687M
$448K 0.01%
11,605
+3,618
+45% +$144K
FFLC icon
1030
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$446K 0.01%
8,697
+2,253
+35% +$121K
SCCO icon
1031
Southern Copper
SCCO
$141B
$446K 0.01%
+2,618
New +$479K
VLUE icon
1032
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$445K 0.01%
3,133
-125
-4% -$18.3K
RSPT icon
1033
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$445K 0.01%
9,840
-45,797
-82% -$2.14M
WRB icon
1034
W.R. Berkley
WRB
$28B
$444K 0.01%
6,700
+429
+7% +$29.5K
RIO icon
1035
Rio Tinto
RIO
$148B
$443K 0.01%
4,750
+1,498
+46% +$137K
NEU icon
1036
NewMarket
NEU
$7.17B
$442K 0.01%
690
+302
+78% +$196K
IBDR icon
1037
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
$440K 0.01%
18,154
-500
-3% -$12.1K
FIXD icon
1038
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$440K 0.01%
10,092
+417
+4% +$18.5K
AME icon
1039
Ametek
AME
$55.5B
$439K 0.01%
2,049
+176
+9% +$39.1K
KEYS icon
1040
Keysight
KEYS
$54.5B
$439K 0.01%
1,553
-63
-4% -$15.8K
CORP icon
1041
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$437K 0.01%
4,515
+167
+4% +$16.3K
APTV icon
1042
Aptiv
APTV
$12B
$436K 0.01%
6,286
-757
-11% -$58.3K
DFIV icon
1043
Dimensional International Value ETF
DFIV
$20.7B
$435K 0.01%
8,251
+389
+5% +$20.6K
DFIC icon
1044
Dimensional International Core Equity 2 ETF
DFIC
$14.5B
$435K 0.01%
12,257
+167
+1% +$6.07K
BALT icon
1045
Innovator Defined Wealth Shield ETF
BALT
$2.66B
$435K 0.01%
+12,997
New +$437K
HAS icon
1046
Hasbro
HAS
$12.6B
$434K 0.01%
4,633
+635
+16% +$59.3K
BRBR icon
1047
BellRing Brands
BRBR
$1.51B
$433K 0.01%
26,926
+16,273
+153% +$329K
IBDT icon
1048
iShares iBonds Dec 2028 Term Corporate ETF
IBDT
$4.04B
$431K 0.01%
17,005
-460
-3% -$11.7K
RFIX
1049
Simplify Bond Bull ETF
RFIX
$50.1M
$430K 0.01%
10,629
+186
+2% +$7.29K
GOCT icon
1050
FT Vest US Equity Moderate Buffer ETF October
GOCT
$262M
$430K 0.01%
11,128
– –
40 41
42
43 44

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.