Principal Securities’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Principal Securities’s Portfolio FIXD Stock Details FIXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$439K	Sell	10,073 -19	-0.2%	-$830	0.01%	1138
2026 Q1	$440K	Buy	10,092 +417	+4%	+$18.5K	0.01%	1038
2025 Q4	$429K	Buy	9,675 +532	+6%	+$23.7K	0.01%	995
2025 Q3	$406K	Buy	9,143 +384	+4%	+$16.9K	0.01%	993
2025 Q2	$384K	Buy	8,759 +725	+9%	+$31.5K	0.01%	974
2025 Q1	$345K	Hold	8,034	–	–	0.01%	918
2024 Q4	$345K	Sell	8,034 -2,629	-25%	-$115K	0.01%	912
2024 Q3	$482K	Buy	10,663 +2,878	+37%	+$128K	0.01%	766
2024 Q2	$335K	Buy	7,785 +841	+12%	+$36.1K	0.01%	840
2024 Q1	$303K	Sell	6,944 -1,628	-19%	-$71.4K	0.01%	853
2023 Q4	$382K	Buy	+8,572	New	+$365K	0.01%	710

Other funds holding FIXD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Principal Securities's FIXD Position: Q2 2026 in Review

Principal Securities reduced its First Trust Smith Opportunistic Fixed Income ETF (FIXD) stake by 0.19% in Q2 2026, selling an estimated $830 and leaving 10,073 shares worth $439K. The position accounts for 0.01% of the portfolio, ranked #1138.

Principal Securities first reported a position in FIXD in Q4 2023 and has held it in 11 quarters since. The position peaked at $482K in Q3 2024. 317 funds tracked by Wall St. Rank hold FIXD as of Q2 2026.

Principal Securities held 10,073 shares of First Trust Smith Opportunistic Fixed Income ETF worth $439K as of Q2 2026.
Principal Securities sold 19 First Trust Smith Opportunistic Fixed Income ETF shares in Q2 2026, an estimated $830.
First Trust Smith Opportunistic Fixed Income ETF made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1138 holding.
Principal Securities first reported a position in First Trust Smith Opportunistic Fixed Income ETF in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Smith Opportunistic Fixed Income ETF position peaked at $482K in Q3 2024.
317 funds tracked by Wall St. Rank held First Trust Smith Opportunistic Fixed Income ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.