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Principal Securities’s Innovator Defined Wealth Shield ETF BALT Stock Holding History

Principal Securities’s Portfolio BALT Stock Details BALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.32M Buy
38,584
+25,587
+197% +$871K 0.02% 689
2026
Q1 		$435K Buy
+12,997
New +$437K 0.01% 1045
2025
Q4 		– Sell
-5,827
Closed -$191K – 1536
2025
Q3 		$191K Buy
5,827
+1,370
+31% +$44.5K ﹤0.01% 1308
2025
Q2 		$143K Buy
4,457
+3,503
+367% +$111K ﹤0.01% 1378
2025
Q1 		$30K Hold
954
– – ﹤0.01% 1988
2024
Q4 		$30K Hold
954
– – ﹤0.01% 1983
2024
Q3 		$29.4K Hold
954
– – ﹤0.01% 1930
2024
Q2 		$28.6K Buy
954
+200
+27% +$5.88K ﹤0.01% 1879
2024
Q1 		$22.1K Hold
754
– – ﹤0.01% 1959
2023
Q4 		$21.5K Buy
+754
New +$21.2K ﹤0.01% 1884

Other funds holding BALT

Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
FIA
Foundations Investment Advisors Phoenix, Arizona $9.72B AUM 29.41% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
RWP
Reliant Wealth Planning Louisville, Kentucky $364M AUM 11.96% 1-Year Est. Return

Principal Securities's BALT Position: Q2 2026 in Review

Principal Securities increased its Innovator Defined Wealth Shield ETF (BALT) stake by 197% in Q2 2026, buying an estimated $871K and bringing the position to 38,584 shares worth $1.32M. The position accounts for 0.02% of the portfolio, ranked #689.

Principal Securities first reported a position in BALT in Q4 2023 and has held it in 10 quarters since. 297 funds tracked by Wall St. Rank hold BALT as of Q2 2026.

  • Principal Securities held 38,584 shares of Innovator Defined Wealth Shield ETF worth $1.32M as of Q2 2026.
  • Principal Securities bought 25,587 Innovator Defined Wealth Shield ETF shares in Q2 2026, an estimated $871K.
  • Innovator Defined Wealth Shield ETF made up 0.02% of Principal Securities's portfolio in Q2 2026, its #689 holding.
  • Principal Securities first reported a position in Innovator Defined Wealth Shield ETF in Q4 2023 and has held it in 10 quarters since.
  • 297 funds tracked by Wall St. Rank held Innovator Defined Wealth Shield ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.