Principal Securities’s FT Vest US Equity Moderate Buffer ETF October GOCT Stock Holding History

Principal Securities’s Portfolio GOCT Stock Details GOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$430K	Hold	11,128	–	–	0.01%	1050
2025 Q4	$437K	Sell	11,128 -1,864	-14%	-$72.5K	0.01%	990
2025 Q3	$498K	Sell	12,992 -865	-6%	-$32.4K	0.01%	909
2025 Q2	$507K	Hold	13,857	–	–	0.01%	850
2025 Q1	$485K	Hold	13,857	–	–	0.01%	786
2024 Q4	$485K	Buy	+13,857	New	+$485K	0.01%	783
2024 Q3	–	Sell	-600	Closed	-$20.5K	–	3476
2024 Q2	$20.5K	Sell	600 -900	-60%	-$30.3K	﹤0.01%	2057
2024 Q1	$50.1K	Sell	1,500 -200	-12%	-$6.58K	﹤0.01%	1569
2023 Q4	$55K	Buy	+1,700	New	+$53.5K	﹤0.01%	1442

Other funds holding GOCT

HWM

HFG Wealth Management The Woodlands, Texas $182M AUM 14.4% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Sequent Planning Omaha, Nebraska $414M AUM 14.63% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Principal Securities's GOCT Position: Q1 2026 in Review

Principal Securities held its FT Vest US Equity Moderate Buffer ETF October (GOCT) position steady in Q1 2026 at 11,128 shares worth $430K. The position accounts for 0.01% of the portfolio, ranked #1050.

Principal Securities first reported a position in GOCT in Q4 2023 and has held it in 9 quarters since. The position peaked at $507K in Q2 2025. 106 funds tracked by Wall St. Rank hold GOCT as of Q1 2026.

Principal Securities held 11,128 shares of FT Vest US Equity Moderate Buffer ETF October worth $430K as of Q1 2026.
Principal Securities left its FT Vest US Equity Moderate Buffer ETF October share count unchanged in Q1 2026.
FT Vest US Equity Moderate Buffer ETF October made up 0.01% of Principal Securities's portfolio in Q1 2026, its #1050 holding.
Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF October in Q4 2023 and has held it in 9 quarters since.
Principal Securities's FT Vest US Equity Moderate Buffer ETF October position peaked at $507K in Q2 2025.
106 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF October as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.