Principal Securities’s FT Vest US Equity Moderate Buffer ETF October GOCT Stock Holding History

Principal Securities’s Portfolio GOCT Stock Details GOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$390K	Sell	9,393 -1,735	-16%	-$70.7K	﹤0.01%	1199
2026 Q1	$430K	Hold	11,128	–	–	0.01%	1050
2025 Q4	$437K	Sell	11,128 -1,864	-14%	-$72.5K	0.01%	990
2025 Q3	$498K	Sell	12,992 -865	-6%	-$32.4K	0.01%	909
2025 Q2	$507K	Hold	13,857	–	–	0.01%	850
2025 Q1	$485K	Hold	13,857	–	–	0.01%	786
2024 Q4	$485K	Buy	+13,857	New	+$485K	0.01%	783
2024 Q3	–	Sell	-600	Closed	-$20.5K	–	3476
2024 Q2	$20.5K	Sell	600 -900	-60%	-$30.3K	﹤0.01%	2057
2024 Q1	$50.1K	Sell	1,500 -200	-12%	-$6.58K	﹤0.01%	1569
2023 Q4	$55K	Buy	+1,700	New	+$53.5K	﹤0.01%	1442

Other funds holding GOCT

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Sequent Planning Omaha, Nebraska $468M AUM 16.75% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Advisory Services Network Atlanta, Georgia $8.83B AUM 38.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Sagespring Wealth Partners Franklin, Tennessee $6.71B AUM 16.81% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Principal Securities's GOCT Position: Q2 2026 in Review

Principal Securities reduced its FT Vest US Equity Moderate Buffer ETF October (GOCT) stake by 16% in Q2 2026, selling an estimated $70.7K and leaving 9,393 shares worth $390K. The position accounts for ﹤0.01% of the portfolio, ranked #1199.

Principal Securities first reported a position in GOCT in Q4 2023 and has held it in 10 quarters since. The position peaked at $507K in Q2 2025. 107 funds tracked by Wall St. Rank hold GOCT as of Q2 2026.

Principal Securities held 9,393 shares of FT Vest US Equity Moderate Buffer ETF October worth $390K as of Q2 2026.
Principal Securities sold 1,735 FT Vest US Equity Moderate Buffer ETF October shares in Q2 2026, an estimated $70.7K.
FT Vest US Equity Moderate Buffer ETF October made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1199 holding.
Principal Securities first reported a position in FT Vest US Equity Moderate Buffer ETF October in Q4 2023 and has held it in 10 quarters since.
Principal Securities's FT Vest US Equity Moderate Buffer ETF October position peaked at $507K in Q2 2025.
107 funds tracked by Wall St. Rank held FT Vest US Equity Moderate Buffer ETF October as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.