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Principal Securities’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Principal Securities’s Portfolio BOCT Stock Details BOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$467K Buy
8,814
+64
+0.7% +$3.31K 0.01% 1107
2026
Q1 		$420K Buy
8,750
+100
+1% +$4.94K 0.01% 1057
2025
Q4 		$428K Buy
8,650
+209
+2% +$10.2K 0.01% 997
2025
Q3 		$409K Hold
8,441
– – 0.01% 989
2025
Q2 		$384K Sell
8,441
-22
-0.3% -$940 0.01% 975
2025
Q1 		$366K Hold
8,463
– – 0.01% 890
2024
Q4 		$366K Buy
8,463
+1,567
+23% +$67.6K 0.01% 884
2024
Q3 		$293K Buy
6,896
+3,897
+130% +$163K 0.01% 945
2024
Q2 		$125K Buy
2,999
+91
+3% +$3.71K ﹤0.01% 1228
2024
Q1 		$118K Hold
2,908
– – ﹤0.01% 1216
2023
Q4 		$112K Buy
+2,908
New +$107K ﹤0.01% 1152

Other funds holding BOCT

PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
CA
COFG Advisors Oak Brook, Illinois $579M AUM
IIA
Integral Investment Advisors Turlock, California $454M AUM 21.42% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Cerity Partners
Cerity Partners New York $82.7B AUM 28.53% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Principal Securities's BOCT Position: Q2 2026 in Review

Principal Securities increased its Innovator US Equity Buffer ETF October (BOCT) stake by 0.73% in Q2 2026, buying an estimated $3.31K and bringing the position to 8,814 shares worth $467K. The position accounts for 0.01% of the portfolio, ranked #1107.

Principal Securities first reported a position in BOCT in Q4 2023 and has held it in 11 quarters since. 121 funds tracked by Wall St. Rank hold BOCT as of Q2 2026.

  • Principal Securities held 8,814 shares of Innovator US Equity Buffer ETF October worth $467K as of Q2 2026.
  • Principal Securities bought 64 Innovator US Equity Buffer ETF October shares in Q2 2026, an estimated $3.31K.
  • Innovator US Equity Buffer ETF October made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1107 holding.
  • Principal Securities first reported a position in Innovator US Equity Buffer ETF October in Q4 2023 and has held it in 11 quarters since.
  • 121 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF October as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.