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Principal Securities’s Dimensional US Small Cap ETF DFAS Stock Holding History

Principal Securities’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$408K Sell
5,738
-50
-0.9% -$3.67K 0.01% 1067
2025
Q4 		$403K Buy
5,788
+1,037
+22% +$71.5K 0.01% 1022
2025
Q3 		$325K Buy
4,751
+3,722
+362% +$248K 0.01% 1090
2025
Q2 		$65.6K Buy
1,029
+644
+167% +$38.6K ﹤0.01% 1744
2025
Q1 		$25.1K Hold
385
– – ﹤0.01% 2092
2024
Q4 		$25.1K Buy
385
+246
+177% +$16.5K ﹤0.01% 2087
2024
Q3 		$9.02K Sell
139
-5
-3% -$313 ﹤0.01% 2477
2024
Q2 		$8.65K Hold
144
– – ﹤0.01% 2462
2024
Q1 		$8.98K Sell
144
-50
-26% -$2.96K ﹤0.01% 2381
2023
Q4 		$11.6K Buy
+194
New +$10.4K ﹤0.01% 2164

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
IFA
Index Fund Advisors Irvine, California $2.22B AUM 20.66% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
TWA
TCI Wealth Advisors Tucson, Arizona $1.88B AUM 21.09% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
RFP
Root Financial Partners Encinitas, California $2.16B AUM 18.08% 1-Year Est. Return
MT
Midwest Trust Overland Park, Kansas $8.02B AUM 23.54% 1-Year Est. Return

Principal Securities's DFAS Position: Q1 2026 in Review

Principal Securities reduced its Dimensional US Small Cap ETF (DFAS) stake by 0.86% in Q1 2026, selling an estimated $3.67K and leaving 5,738 shares worth $408K. The position accounts for 0.01% of the portfolio, ranked #1067.

Principal Securities first reported a position in DFAS in Q4 2023 and has held it in 10 quarters since. 879 funds tracked by Wall St. Rank hold DFAS as of Q1 2026.

  • Principal Securities held 5,738 shares of Dimensional US Small Cap ETF worth $408K as of Q1 2026.
  • Principal Securities sold 50 Dimensional US Small Cap ETF shares in Q1 2026, an estimated $3.67K.
  • Dimensional US Small Cap ETF made up 0.01% of Principal Securities's portfolio in Q1 2026, its #1067 holding.
  • Principal Securities first reported a position in Dimensional US Small Cap ETF in Q4 2023 and has held it in 10 quarters since.
  • 879 funds tracked by Wall St. Rank held Dimensional US Small Cap ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.