Principal Securities’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Principal Securities’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$554K	Buy	6,728 +990	+17%	+$76.7K	0.01%	1032
2026 Q1	$408K	Sell	5,738 -50	-0.9%	-$3.67K	0.01%	1067
2025 Q4	$403K	Buy	5,788 +1,037	+22%	+$71.5K	0.01%	1022
2025 Q3	$325K	Buy	4,751 +3,722	+362%	+$248K	0.01%	1090
2025 Q2	$65.6K	Buy	1,029 +644	+167%	+$38.6K	﹤0.01%	1744
2025 Q1	$25.1K	Hold	385	–	–	﹤0.01%	2092
2024 Q4	$25.1K	Buy	385 +246	+177%	+$16.5K	﹤0.01%	2087
2024 Q3	$9.02K	Sell	139 -5	-3%	-$313	﹤0.01%	2477
2024 Q2	$8.65K	Hold	144	–	–	﹤0.01%	2462
2024 Q1	$8.98K	Sell	144 -50	-26%	-$2.96K	﹤0.01%	2381
2023 Q4	$11.6K	Buy	+194	New	+$10.4K	﹤0.01%	2164

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Principal Securities's DFAS Position: Q2 2026 in Review

Principal Securities increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 17% in Q2 2026, buying an estimated $76.7K and bringing the position to 6,728 shares worth $554K. The position accounts for 0.01% of the portfolio, ranked #1032.

Principal Securities first reported a position in DFAS in Q4 2023 and has held it in 11 quarters since. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

Principal Securities held 6,728 shares of U.S. Small Cap Portfolio ETF Class Shares worth $554K as of Q2 2026.
Principal Securities bought 990 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $76.7K.
U.S. Small Cap Portfolio ETF Class Shares made up 0.01% of Principal Securities's portfolio in Q2 2026, its #1032 holding.
Principal Securities first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2023 and has held it in 11 quarters since.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.