Principal Securities’s First Trust Large Cap Value AlphaDEX Fund FTA Stock Holding History

Principal Securities’s Portfolio FTA Stock Details FTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$417K	Buy	4,517 +259	+6%	+$23.7K	0.01%	1060
2025 Q4	$367K	Buy	4,258 +200	+5%	+$16.8K	0.01%	1055
2025 Q3	$338K	Buy	4,058 +147	+4%	+$12K	0.01%	1071
2025 Q2	$308K	Sell	3,911 -299	-7%	-$22.4K	0.01%	1053
2025 Q1	$322K	Hold	4,210	–	–	0.01%	942
2024 Q4	$322K	Sell	4,210 -593	-12%	-$47.2K	0.01%	937
2024 Q3	$380K	Buy	4,803 +454	+10%	+$34.7K	0.01%	853
2024 Q2	$320K	Sell	4,349 -1,041	-19%	-$77.3K	0.01%	854
2024 Q1	$412K	Buy	5,390 +180	+3%	+$12.9K	0.01%	744
2023 Q4	$369K	Buy	+5,210	New	+$344K	0.01%	723

Other funds holding FTA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

IWC

Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Principal Securities's FTA Position: Q1 2026 in Review

Principal Securities increased its First Trust Large Cap Value AlphaDEX Fund (FTA) stake by 6.1% in Q1 2026, buying an estimated $23.7K and bringing the position to 4,517 shares worth $417K. The position accounts for 0.01% of the portfolio, ranked #1060.

Principal Securities first reported a position in FTA in Q4 2023 and has held it in 10 quarters since. 218 funds tracked by Wall St. Rank hold FTA as of Q1 2026.

Principal Securities held 4,517 shares of First Trust Large Cap Value AlphaDEX Fund worth $417K as of Q1 2026.
Principal Securities bought 259 First Trust Large Cap Value AlphaDEX Fund shares in Q1 2026, an estimated $23.7K.
First Trust Large Cap Value AlphaDEX Fund made up 0.01% of Principal Securities's portfolio in Q1 2026, its #1060 holding.
Principal Securities first reported a position in First Trust Large Cap Value AlphaDEX Fund in Q4 2023 and has held it in 10 quarters since.
218 funds tracked by Wall St. Rank held First Trust Large Cap Value AlphaDEX Fund as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.