Principal Securities’s UBS Group UBS Stock Holding History

Principal Securities’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$284K	Sell	7,273 -104	-1%	-$4.45K	﹤0.01%	1230
2025 Q4	$342K	Buy	7,377 +915	+14%	+$37K	0.01%	1081
2025 Q3	$265K	Sell	6,462 -522	-7%	-$20.3K	﹤0.01%	1163
2025 Q2	$236K	Buy	6,984 +2,688	+63%	+$83.2K	﹤0.01%	1165
2025 Q1	$130K	Buy	4,296 +87	+2%	+$2.9K	﹤0.01%	1319
2024 Q4	$128K	Sell	4,209 -867	-17%	-$27.5K	﹤0.01%	1328
2024 Q3	$157K	Sell	5,076 -247	-5%	-$7.42K	﹤0.01%	1203
2024 Q2	$157K	Sell	5,323 -1,444	-21%	-$42.9K	﹤0.01%	1139
2024 Q1	$208K	Sell	6,767 -3,034	-31%	-$89.6K	0.01%	1005
2023 Q4	$303K	Buy	+9,801	New	+$258K	0.01%	784

Other funds holding UBS

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

CCI

Cevian Capital II St. Helier, Jersey $3.12B AUM 25.62% 1-Year Est. Return

Pictet Asset Management Carouge, Switzerland $94.8B AUM 24.11% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Principal Securities's UBS Position: Q1 2026 in Review

Principal Securities reduced its UBS Group (UBS) stake by 1.4% in Q1 2026, selling an estimated $4.45K and leaving 7,273 shares worth $284K. The position accounts for ﹤0.01% of the portfolio, ranked #1230.

Principal Securities first reported a position in UBS in Q4 2023 and has held it in 10 quarters since. The position peaked at $342K in Q4 2025. 679 funds tracked by Wall St. Rank hold UBS as of Q1 2026.

Principal Securities held 7,273 shares of UBS Group worth $284K as of Q1 2026.
Principal Securities sold 104 UBS Group shares in Q1 2026, an estimated $4.45K.
UBS Group made up ﹤0.01% of Principal Securities's portfolio in Q1 2026, its #1230 holding.
Principal Securities first reported a position in UBS Group in Q4 2023 and has held it in 10 quarters since.
Principal Securities's UBS Group position peaked at $342K in Q4 2025.
679 funds tracked by Wall St. Rank held UBS Group as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.