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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
1126
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$358K 0.01%
7,203
-8
-0.1% -$397
PR
1127
Permian Resources
PR
$17.9B
$358K 0.01%
16,783
+1,044
+7% +$18K
AAAU icon
1128
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$358K 0.01%
+7,741
New +$372K
ZM icon
1129
Zoom
ZM
$25.8B
$353K 0.01%
4,394
+1,341
+44% +$112K
VIGI icon
1130
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$352K 0.01%
3,975
+210
+6% +$19.4K
AMSC icon
1131
American Superconductor
AMSC
$1.48B
$351K 0.01%
10,368
+1,732
+20% +$54.7K
L icon
1132
Loews
L
$24.3B
$349K 0.01%
3,265
+1,040
+47% +$111K
DDFD
1133
Innovator Equity Dual Directional 15 Buffer ETF Dec
DDFD
$106M
$345K 0.01%
18,214
+7,121
+64% +$136K
USA icon
1134
Liberty All-Star Equity Fund
USA
$1.75B
$344K 0.01%
61,969
-89,551
-59% -$535K
HPE icon
1135
Hewlett Packard
HPE
$63.2B
$343K 0.01%
14,399
+186
+1% +$4.12K
DFUV icon
1136
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$343K 0.01%
7,072
+115
+2% +$5.64K
PSCM icon
1137
Invesco S&P SmallCap Materials ETF
PSCM
$19.6M
$342K 0.01%
+3,450
New +$329K
SPYV icon
1138
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$341K 0.01%
6,033
-10,796
-64% -$626K
MDB icon
1139
MongoDB
MDB
$24B
$341K 0.01%
1,394
+425
+44% +$142K
WAFD icon
1140
WaFd
WAFD
$2.72B
$340K 0.01%
10,842
+390
+4% +$12.5K
DNL icon
1141
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$468M
$340K 0.01%
8,431
+2,183
+35% +$92.7K
BBJP icon
1142
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$340K 0.01%
4,933
+4
+0.1% +$282
COKE icon
1143
Coca-Cola Consolidated
COKE
$12.3B
$338K 0.01%
1,765
+97
+6% +$17K
UFPT icon
1144
UFP Technologies
UFPT
$1.84B
$338K 0.01%
1,744
-68
-4% -$15.7K
CLIP icon
1145
Global X 1-3 Month T-Bill ETF
CLIP
$2.6B
$337K ﹤0.01%
3,361
-1,406
-29% -$141K
NBIS
1146
Nebius Group N.V.
NBIS
$47.7B
$337K ﹤0.01%
3,248
+478
+17% +$47.7K
HST icon
1147
Host Hotels & Resorts
HST
$16.8B
$336K ﹤0.01%
17,540
+1,296
+8% +$24.7K
LDSF icon
1148
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$335K ﹤0.01%
17,700
-2,860
-14% -$54.7K
ICLN icon
1149
iShares Global Clean Energy ETF
ICLN
$2.38B
$334K ﹤0.01%
18,277
-3,331
-15% -$60.7K
BKSE icon
1150
BNY Mellon US Small Cap Core Equity ETF
BKSE
$28.6M
$334K ﹤0.01%
8,802
-15
-0.2% -$588
44 45
46
47 48

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.