Principal Securities’s Liberty All-Star Equity Fund USA Stock Holding History

Principal Securities’s Portfolio USA Stock Details USA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$243K	Sell	41,820 -20,149	-33%	-$116K	﹤0.01%	1426
2026 Q1	$344K	Sell	61,969 -89,551	-59%	-$535K	0.01%	1134
2025 Q4	$952K	Sell	151,520 -65,427	-30%	-$407K	0.01%	714
2025 Q3	$1.38M	Buy	216,947 +29,530	+16%	+$195K	0.02%	563
2025 Q2	$1.28M	Buy	187,417 +109,370	+140%	+$712K	0.02%	544
2025 Q1	$542K	Hold	78,047	–	–	0.01%	741
2024 Q4	$542K	Buy	78,047 +57,744	+284%	+$415K	0.01%	736
2024 Q3	$144K	Buy	20,303 +10,750	+113%	+$73.7K	﹤0.01%	1233
2024 Q2	$65K	Buy	9,553 +3,535	+59%	+$24K	﹤0.01%	1492
2024 Q1	$43K	Buy	6,018 +1,785	+42%	+$11.9K	﹤0.01%	1637
2023 Q4	$27K	Buy	+4,233	New	+$25.7K	﹤0.01%	1766

Other funds holding USA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

AIA

Absolute Investment Advisers Rosemary Beach, Florida $1.03B AUM 1% 1-Year Est. Return

Man Group London, United Kingdom $62.7B AUM 29.77% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Principal Securities's USA Position: Q2 2026 in Review

Principal Securities reduced its Liberty All-Star Equity Fund (USA) stake by 33% in Q2 2026, selling an estimated $116K and leaving 41,820 shares worth $243K. The position accounts for ﹤0.01% of the portfolio, ranked #1426.

Principal Securities first reported a position in USA in Q4 2023 and has held it in 11 quarters since. The position peaked at $1.38M in Q3 2025. 228 funds tracked by Wall St. Rank hold USA as of Q2 2026.

Principal Securities held 41,820 shares of Liberty All-Star Equity Fund worth $243K as of Q2 2026.
Principal Securities sold 20,149 Liberty All-Star Equity Fund shares in Q2 2026, an estimated $116K.
Liberty All-Star Equity Fund made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1426 holding.
Principal Securities first reported a position in Liberty All-Star Equity Fund in Q4 2023 and has held it in 11 quarters since.
Principal Securities's Liberty All-Star Equity Fund position peaked at $1.38M in Q3 2025.
228 funds tracked by Wall St. Rank held Liberty All-Star Equity Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.