Principal Securities’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Principal Securities’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$291K	Sell	4,657 -54	-1%	-$3.22K	﹤0.01%	1337
2026 Q1	$265K	Sell	4,711 -118	-2%	-$7K	﹤0.01%	1265
2025 Q4	$291K	Sell	4,829 -410	-8%	-$24.1K	﹤0.01%	1154
2025 Q3	$311K	Sell	5,239 -42	-0.8%	-$2.44K	0.01%	1113
2025 Q2	$296K	Sell	5,281 -183	-3%	-$9.58K	0.01%	1069
2025 Q1	$296K	Hold	5,464	–	–	0.01%	981
2024 Q4	$296K	Sell	5,464 -368	-6%	-$20.2K	0.01%	974
2024 Q3	$298K	Sell	5,832 -1,057	-15%	-$52K	0.01%	934
2024 Q2	$319K	Sell	6,889 -361	-5%	-$16.6K	0.01%	856
2024 Q1	$345K	Sell	7,250 -21	-0.3%	-$932	0.01%	812
2023 Q4	$315K	Buy	+7,271	New	+$285K	0.01%	776

Other funds holding FXO

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

WWA

WCG Wealth Advisors Las Vegas, Nevada $4.22B AUM 26.72% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.55B AUM 24.77% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Principal Securities's FXO Position: Q2 2026 in Review

Principal Securities reduced its First Trust Financials AlphaDEX Fund (FXO) stake by 1.1% in Q2 2026, selling an estimated $3.22K and leaving 4,657 shares worth $291K. The position accounts for ﹤0.01% of the portfolio, ranked #1337.

Principal Securities first reported a position in FXO in Q4 2023 and has held it in 11 quarters since. The position peaked at $345K in Q1 2024. 220 funds tracked by Wall St. Rank hold FXO as of Q2 2026.

Principal Securities held 4,657 shares of First Trust Financials AlphaDEX Fund worth $291K as of Q2 2026.
Principal Securities sold 54 First Trust Financials AlphaDEX Fund shares in Q2 2026, an estimated $3.22K.
First Trust Financials AlphaDEX Fund made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1337 holding.
Principal Securities first reported a position in First Trust Financials AlphaDEX Fund in Q4 2023 and has held it in 11 quarters since.
Principal Securities's First Trust Financials AlphaDEX Fund position peaked at $345K in Q1 2024.
220 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.