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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLY icon
1226
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$286K ﹤0.01%
2,620
-513
-16% -$60K
RS icon
1227
Reliance Steel & Aluminium
RS
$20.8B
$285K ﹤0.01%
938
+96
+11% +$30.5K
IBTJ icon
1228
iShares iBonds Dec 2029 Term Treasury ETF
IBTJ
$1.31B
$285K ﹤0.01%
13,040
+93
+0.7% +$2.04K
GFEB icon
1229
FT Vest US Equity Moderate Buffer ETF February
GFEB
$377M
$284K ﹤0.01%
6,918
– –
UBS icon
1230
UBS Group
UBS
$170B
$284K ﹤0.01%
7,273
-104
-1% -$4.45K
PEG icon
1231
Public Service Enterprise Group
PEG
$39.8B
$284K ﹤0.01%
3,507
-694
-17% -$56.9K
IBTK icon
1232
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
$908M
$284K ﹤0.01%
14,395
+103
+0.7% +$2.04K
URBN icon
1233
Urban Outfitters
URBN
$5.99B
$283K ﹤0.01%
4,473
+813
+22% +$55.8K
CHTR icon
1234
Charter Communications
CHTR
$14.7B
$283K ﹤0.01%
+1,310
New +$284K
SAIA icon
1235
Saia
SAIA
$11.3B
$283K ﹤0.01%
805
+54
+7% +$19.7K
PTL icon
1236
Inspire 500 ETF
PTL
$873M
$282K ﹤0.01%
1,127
+229
+26% +$58.8K
QQEW icon
1237
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$282K ﹤0.01%
2,217
+56
+3% +$7.59K
EAGG icon
1238
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$279K ﹤0.01%
5,865
-24
-0.4% -$1.15K
CDE icon
1239
Coeur Mining
CDE
$15.6B
$279K ﹤0.01%
14,853
+4,720
+47% +$103K
YOU icon
1240
Clear Secure
YOU
$5.26B
$279K ﹤0.01%
+5,757
New +$229K
PRI icon
1241
Primerica
PRI
$9.81B
$278K ﹤0.01%
1,108
+321
+41% +$82.8K
EMGF icon
1242
iShares Emerging Markets Equity Factor ETF
EMGF
$1.8B
$277K ﹤0.01%
4,590
+320
+7% +$20K
IBTH icon
1243
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.23B
$277K ﹤0.01%
12,336
+91
+0.7% +$2.04K
THG icon
1244
Hanover Insurance
THG
$7.63B
$276K ﹤0.01%
1,595
+21
+1% +$3.65K
MSGS icon
1245
Madison Square Garden
MSGS
$9.54B
$276K ﹤0.01%
860
-53
-6% -$15.8K
WCMI
1246
First Trust WCM International Equity ETF
WCMI
$1.63B
$276K ﹤0.01%
+16,445
New +$290K
VIS icon
1247
Vanguard Industrials ETF
VIS
$8.23B
$275K ﹤0.01%
882
-917
-51% -$298K
ICLO icon
1248
Invesco AAA CLO Floating Rate Note ETF
ICLO
$510M
$275K ﹤0.01%
+10,793
New +$276K
LW icon
1249
Lamb Weston
LW
$6.82B
$275K ﹤0.01%
6,515
+298
+5% +$13.3K
BLES icon
1250
Inspire Global Hope ETF
BLES
$158M
$275K ﹤0.01%
6,207
+820
+15% +$37.1K
48 49
50
51 52

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.