Principal Securities’s Innovator US Equity Power Buffer ETF September PSEP Stock Holding History

Principal Securities’s Portfolio PSEP Stock Details PSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$265K	Buy	6,144 +45	+0.7%	+$1.97K	﹤0.01%	1266
2025 Q4	$267K	Sell	6,099 -2,066	-25%	-$89.3K	﹤0.01%	1188
2025 Q3	$351K	Buy	8,165 +1,882	+30%	+$78.9K	0.01%	1055
2025 Q2	$257K	Sell	6,283 -252	-4%	-$9.83K	﹤0.01%	1125
2025 Q1	$255K	Hold	6,535	–	–	0.01%	1034
2024 Q4	$255K	Sell	6,535 -519	-7%	-$20.2K	0.01%	1032
2024 Q3	$272K	Sell	7,054 -1,101	-14%	-$41.6K	0.01%	978
2024 Q2	$306K	Sell	8,155 -40	-0.5%	-$1.47K	0.01%	868
2024 Q1	$299K	Buy	8,195 +40	+0.5%	+$1.43K	0.01%	858
2023 Q4	$283K	Buy	+8,155	New	+$272K	0.01%	808

Other funds holding PSEP

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

CAM

Cresset Asset Management Chicago, Illinois $23.1B AUM 27.04% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Principal Securities's PSEP Position: Q1 2026 in Review

Principal Securities increased its Innovator US Equity Power Buffer ETF September (PSEP) stake by 0.74% in Q1 2026, buying an estimated $1.97K and bringing the position to 6,144 shares worth $265K. The position accounts for ﹤0.01% of the portfolio, ranked #1266.

Principal Securities first reported a position in PSEP in Q4 2023 and has held it in 10 quarters since. The position peaked at $351K in Q3 2025. 220 funds tracked by Wall St. Rank hold PSEP as of Q1 2026.

Principal Securities held 6,144 shares of Innovator US Equity Power Buffer ETF September worth $265K as of Q1 2026.
Principal Securities bought 45 Innovator US Equity Power Buffer ETF September shares in Q1 2026, an estimated $1.97K.
Innovator US Equity Power Buffer ETF September made up ﹤0.01% of Principal Securities's portfolio in Q1 2026, its #1266 holding.
Principal Securities first reported a position in Innovator US Equity Power Buffer ETF September in Q4 2023 and has held it in 10 quarters since.
Principal Securities's Innovator US Equity Power Buffer ETF September position peaked at $351K in Q3 2025.
220 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF September as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.