PS
FGSM

Principal Securities’s Frontier Asset Global Small Cap Equity ETF FGSM Stock Holding History

Principal Securities’s Portfolio FGSM Stock Details FGSM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-6,760
Closed -$211K – 1592
2026
Q1 		$211K Buy
+6,760
New +$216K ﹤0.01% 1370
2025
Q4 		– Sell
-2,151
Closed -$63K – 3680
2025
Q3 		$63K Buy
2,151
+540
+34% +$15.3K ﹤0.01% 1838
2025
Q2 		$43.5K Buy
+1,611
New +$40.7K ﹤0.01% 1956

Other funds holding FGSM

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
FAM
Frontier Asset Management Sheridan, Wyoming $558M AUM 22.41% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Envestnet Portfolio Solutions
Envestnet Portfolio Solutions Chicago, Illinois $20.9B AUM 19.34% 1-Year Est. Return
UWM
Urban Wealth Management El Segundo, California $115M AUM
SB
Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return
CA
CoreCap Advisors Southfield, Michigan $3.39B AUM 31.21% 1-Year Est. Return
GRP
Global Retirement Partners San Rafael, California $6.54B AUM
AssetMark Inc
AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Principal Securities's FGSM Position: Q2 2026 in Review

Principal Securities sold out of Frontier Asset Global Small Cap Equity ETF (FGSM) in Q2 2026, closing a stake of 6,760 shares — an estimated $211K sold.

Principal Securities first reported a position in FGSM in Q2 2025 and held it in 3 quarters. The position peaked at $211K in Q1 2026. 9 funds tracked by Wall St. Rank hold FGSM as of Q2 2026.

  • Principal Securities reported no remaining Frontier Asset Global Small Cap Equity ETF position as of Q2 2026 after selling out during the quarter.
  • Principal Securities sold 6,760 Frontier Asset Global Small Cap Equity ETF shares in Q2 2026, an estimated $211K.
  • Principal Securities first reported a position in Frontier Asset Global Small Cap Equity ETF in Q2 2025 and held it in 3 quarters.
  • Principal Securities's Frontier Asset Global Small Cap Equity ETF position peaked at $211K in Q1 2026.
  • 9 funds tracked by Wall St. Rank held Frontier Asset Global Small Cap Equity ETF as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.