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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 8.02%
2 Financials 4.14%
3 Consumer Discretionary 3.06%
4 Healthcare 3.01%
5 Communication Services 2.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
26
iShares Core S&P Small-Cap ETF
IJR
$109B
$49.3M 0.72%
396,724
+35,379
+10% +$4.49M
IVW icon
27
iShares S&P 500 Growth ETF
IVW
$72.5B
$47.7M 0.7%
422,113
-12,598
-3% -$1.52M
FTEC icon
28
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$44.3M 0.65%
212,930
+63,882
+43% +$14M
GSIE icon
29
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$43.4M 0.64%
1,006,889
+60,997
+6% +$2.71M
SCHG icon
30
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$43M 0.63%
1,474,680
+115,579
+9% +$3.59M
IDEV icon
31
iShares Core MSCI International Developed Markets ETF
IDEV
$31B
$41.5M 0.61%
496,389
-10,060
-2% -$866K
META icon
32
Meta Platforms (Facebook)
META
$1.51T
$41.2M 0.6%
71,947
+3,931
+6% +$2.52M
IUSG icon
33
iShares Core S&P US Growth ETF
IUSG
$31.1B
$39.4M 0.58%
254,203
-52,654
-17% -$8.67M
AVGO icon
34
Broadcom
AVGO
$1.82T
$39.1M 0.57%
126,181
+12,847
+11% +$4.23M
GOOG icon
35
Alphabet (Google) Class C
GOOG
$3.9T
$37.4M 0.55%
130,477
+8,238
+7% +$2.59M
IXUS icon
36
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$36.9M 0.54%
425,599
-301
-0.1% -$26.8K
MBB icon
37
iShares MBS ETF
MBB
$39B
$35.2M 0.52%
370,956
+91,372
+33% +$8.73M
GSLC icon
38
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$34.9M 0.51%
278,631
+23,376
+9% +$3.07M
VEA icon
39
Vanguard FTSE Developed Markets ETF
VEA
$226B
$32M 0.47%
498,917
+12,908
+3% +$852K
JPM icon
40
JPMorgan Chase
JPM
$939B
$30.2M 0.44%
102,594
+5,662
+6% +$1.72M
BND icon
41
Vanguard Total Bond Market
BND
$157B
$30M 0.44%
407,882
+9,381
+2% +$696K
GOVT icon
42
iShares US Treasury Bond ETF
GOVT
$43.6B
$29.9M 0.44%
1,303,146
+527,247
+68% +$12.2M
VTV icon
43
Vanguard Value ETF
VTV
$189B
$29M 0.42%
147,560
-3,289
-2% -$659K
IUSB icon
44
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$28.4M 0.42%
614,297
+70,971
+13% +$3.31M
IVE icon
45
iShares S&P 500 Value ETF
IVE
$48.9B
$27M 0.4%
127,933
-14,079
-10% -$3.05M
QQQ icon
46
Invesco QQQ Trust
QQQ
$455B
$27M 0.4%
46,772
+2,238
+5% +$1.36M
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.07T
$25.7M 0.38%
53,557
+4,355
+9% +$2.14M
DYNF icon
48
BlackRock US Equity Factor Rotation ETF
DYNF
$38.1B
$24.9M 0.37%
427,852
+19,072
+5% +$1.15M
APIE icon
49
ActivePassive International Equity ETF
APIE
$1.11B
$24.5M 0.36%
694,896
+27,202
+4% +$1M
V icon
50
Visa
V
$677B
$24.3M 0.36%
80,335
+5,450
+7% +$1.75M
1
2
3 4 5

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GAM
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CF
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JCAM
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AG
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CIMLRA
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AMH
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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, down from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.