Principal Securities’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Principal Securities’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$22.8M	Buy	1,212,564 +285,169	+31%	+$5.44M	0.33%	54
2025 Q4	$17.7M	Buy	927,395 +254,600	+38%	+$4.86M	0.27%	66
2025 Q3	$12.9M	Buy	672,795 +243,438	+57%	+$4.62M	0.21%	91
2025 Q2	$8.14M	Buy	429,357 +208,489	+94%	+$3.88M	0.15%	130
2025 Q1	$4.11M	Buy	220,868 +1,786	+0.8%	+$33.4K	0.09%	217
2024 Q4	$4.08M	Sell	219,082 -177	-0.1%	-$3.31K	0.09%	216
2024 Q3	$4.12M	Sell	219,259 -225,844	-51%	-$4.17M	0.1%	195
2024 Q2	$8.11M	Buy	445,103 +69,176	+18%	+$1.25M	0.22%	86
2024 Q1	$6.82M	Buy	375,927 +59,726	+19%	+$1.06M	0.21%	93
2023 Q4	$5.54M	Buy	+316,201	New	+$5.33M	0.21%	101

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities's PREF Position: Q1 2026 in Review

Principal Securities increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 31% in Q1 2026, buying an estimated $5.44M and bringing the position to 1,212,564 shares worth $22.8M. The position accounts for 0.33% of the portfolio, ranked #54.

Principal Securities first reported a position in PREF in Q4 2023 and has held it in 10 quarters since. 130 funds tracked by Wall St. Rank hold PREF as of Q1 2026.

Principal Securities held 1,212,564 shares of Principal Spectrum Preferred Securities Active ETF worth $22.8M as of Q1 2026.
Principal Securities bought 285,169 Principal Spectrum Preferred Securities Active ETF shares in Q1 2026, an estimated $5.44M.
Principal Spectrum Preferred Securities Active ETF made up 0.33% of Principal Securities's portfolio in Q1 2026, its #54 holding.
Principal Securities first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2023 and has held it in 10 quarters since.
130 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2026.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.