PREF icon

Principal Spectrum Preferred Securities Active ETF

88 hedge funds and large institutions have $690M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
88
Holders Change
+16
Holders Change %
+22.22%
% of All Funds
1.29%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
20
Increased
41
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$126M 7,219,970 +4,210,561 +140%
UBS Group
2
UBS Group
Switzerland
$120M 6,856,955 +1,126,328 +20%
Bank of America
3
Bank of America
North Carolina
$104M 5,933,970 +406,132 +7%
Wells Fargo
4
Wells Fargo
California
$78.2M 4,463,198 +865,312 +24%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$24.8M 1,414,843 +258,518 +22%
BFG
6
Berger Financial Group
Minnesota
$24.3M 1,387,358 +1,387,358 New
PCA
7
Pallas Capital Advisors
Massachusetts
$21.4M 1,220,681 +200,537 +20%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$15.9M 907,895 +144,982 +19%
LPL Financial
9
LPL Financial
California
$14.7M 839,849 +99,484 +13%
RJA
10
Raymond James & Associates
Florida
$13.7M 780,619 +468,479 +150%
CWG
11
Cornerstone Wealth Group
North Carolina
$11.8M 671,819 +671,819 New
BFEC
12
Benjamin F. Edwards & Company
Missouri
$10.1M 579,081 +579,081 New
TWP
13
Tyche Wealth Partners
Texas
$9.6M 548,056 +548,056 New
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$7.93M 453,094 -58,089 -11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$6.65M 379,664 +123,090 +48%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.36M 363,234 -372,686 -51%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.61M 320,223 +155 +0%
PS
18
Principal Securities
Iowa
$5.54M 316,201 +316,201 New
RL
19
Rogco LP
Oklahoma
$5.01M 285,895 -75,120 -21%
CAAM
20
Cornerstone Advisors Asset Management
Pennsylvania
$4.53M 258,983 +258,983 New
BCI
21
Brinker Capital Investments
Pennsylvania
$4.01M 229,242 +22,728 +11%
OPS
22
Orion Portfolio Solutions
Nebraska
$4.01M 229,242 +22,728 +11%
Mariner
23
Mariner
Kansas
$3.37M 192,646 +18,378 +11%
MPWT
24
MassMutual Private Wealth & Trust
Connecticut
$3.17M 181,122 +137,288 +313%
MIA
25
MainStreet Investment Advisors
Illinois
$3.04M 173,507 +86,519 +99%