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Principal Spectrum Preferred Securities Active ETF

23 hedge funds and large institutions have $48.8M invested in Principal Spectrum Preferred Securities Active ETF in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 0 closing their positions.

Holders
23
Holders Change
+6
Holders Change %
+35.29%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
4
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$19.4M 199,004 -50,000 -20%
RJA
2
Raymond James & Associates
Florida
$9.62M 98,794 +78,294 +382%
Bank of America
3
Bank of America
North Carolina
$4.73M 48,534 +38,149 +367%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$4.29M 44,083 +11,557 +36%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.43M 35,225 +4,170 +13%
UBS Group
6
UBS Group
Switzerland
$1.63M 16,737 +971 +6%
PAG
7
Private Advisor Group
New Jersey
$1.28M 13,186 +295 +2%
Jane Street
8
Jane Street
New York
$827K 8,493 -17,657 -68%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$717K 7,358 +1,883 +34%
NA
10
NewEdge Advisors
Louisiana
$596K 6,122 +6,122 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$538K 5,531 +2,683 +94%
DP
12
Dearborn Partners
Illinois
$533K 5,475 +5,475 New
LPL Financial
13
LPL Financial
California
$334K 3,427 -423 -11%
BTS
14
BB&T Securities
Virginia
$237K 2,434 +7 +0.3%
RIA
15
Realta Investment Advisors
Delaware
$204K 2,093 +2,093 New
BEI
16
Benjamin Edwards Inc
Missouri
$133K 1,370 +130 +10%
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$121K 5,815
CFA
18
Carroll Financial Associates
North Carolina
$105K 1,085 -250 -19%
Wells Fargo
19
Wells Fargo
California
$17K 175 +175 New
PFGIA
20
Patriot Financial Group Insurance Agency
Massachusetts
$13K 131
Morgan Stanley
21
Morgan Stanley
New York
$10K 100 +100 New
AG
22
Advisor Group
Arizona
$8K 87
BFEC
23
Benjamin F. Edwards & Company
Missouri
$5K 56 +56 New
CFGS
24
Concourse Financial Group Securities
Alabama