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Principal Spectrum Preferred Securities Active ETF

33 hedge funds and large institutions have $74.2M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
21
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$17.5M 199,004
Bank of America
2
Bank of America
North Carolina
$16.6M 188,975 +71,520 +61%
RJA
3
Raymond James & Associates
Florida
$9.21M 104,919 -11,255 -10%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$5.55M 63,286 -1,869 -3%
Wells Fargo
5
Wells Fargo
California
$4.58M 52,186 +46,484 +815%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.45M 27,914 -9,672 -26%
UBS Group
7
UBS Group
Switzerland
$2.32M 26,404 +5,818 +28%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.73M 19,748 +11,404 +137%
BEI
9
Benjamin Edwards Inc
Missouri
$1.34M 15,213 +13,629 +860%
DP
10
Dearborn Partners
Illinois
$1.32M 15,021 +1,266 +9%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.16M 13,206 +5,173 +64%
PAG
12
Private Advisor Group
New Jersey
$1.15M 13,068 +76 +0.6%
Morgan Stanley
13
Morgan Stanley
New York
$1.07M 12,223 +12,123 +12,123%
PA
14
PSI Advisors
Florida
$969K 11,047 +134 +1%
CFA
15
Carroll Financial Associates
North Carolina
$929K 10,596 +9,307 +722%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$866K 9,866 +3,504 +55%
LPL Financial
17
LPL Financial
California
$863K 9,841 -796 -7%
Citadel Advisors
18
Citadel Advisors
Florida
$657K 7,486 +454 +6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$629K 7,167 +7,167 New
HH
20
Hilltop Holdings
Texas
$629K 7,168 +7,168 New
NA
21
NewEdge Advisors
Louisiana
$610K 6,957 +38 +0.5%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$427K 4,871 +2,668 +121%
DC
23
Davenport & Co
Virginia
$390K 4,439 +511 +13%
Truist Financial
24
Truist Financial
North Carolina
$379K 4,324 +1,909 +79%
TGAM
25
TBH Global Asset Management
Tennessee
$313K 3,563 +63 +2%