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Principal Spectrum Preferred Securities Active ETF

33 hedge funds and large institutions have $74.2M invested in Principal Spectrum Preferred Securities Active ETF in 2020 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 4

151.24% more ownership

Funds ownership: 698.84%850.08% (+151%)

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

6% more capital invested

Capital invested by funds: $69.9M → $74.2M (+$4.32M)

0% more funds holding

Funds holding: 3333 (0)

Holders
33
Holders Change
Holders Change %
0%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
21
Reduced
4
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Principal Financial Group
1
Principal Financial Group
Iowa
$17.5M
Bank of America
2
Bank of America
North Carolina
$16.6M +$7.01M +357,600 +61%
RJA
3
Raymond James & Associates
Florida
$9.21M -$1.1M -56,275 -10%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$5.55M -$183K -9,345 -3%
Wells Fargo
5
Wells Fargo
California
$4.58M +$4.56M +232,420 +815%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.45M -$949K -48,360 -26%
UBS Group
7
UBS Group
Switzerland
$2.32M +$571K +29,090 +28%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.73M +$1.12M +57,020 +137%
BEI
9
Benjamin Edwards Inc
Missouri
$1.33M +$1.34M +68,145 +860%
DP
10
Dearborn Partners
Illinois
$1.32M +$124K +6,330 +9%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$1.16M +$507K +25,865 +64%
PAG
12
Private Advisor Group
New Jersey
$1.15M +$7.45K +380 +0.6%
Morgan Stanley
13
Morgan Stanley
New York
$1.07M +$1.19M +60,615 +12,123%
PA
14
PSI Advisors
Florida
$969K +$13.1K +670 +1%
CFA
15
Carroll Financial Associates
North Carolina
$929K +$913K +46,535 +722%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$866K +$344K +17,520 +55%
LPL Financial
17
LPL Financial
California
$863K -$78.1K -3,980 -7%
Citadel Advisors
18
Citadel Advisors
Florida
$657K +$44.5K +2,270 +6%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$629K +$703K +35,835 New
HH
20
Hilltop Holdings
Texas
$629K +$703K +35,840 New
NA
21
NewEdge Advisors
Louisiana
$610K +$3.73K +190 +0.5%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$427K +$262K +13,340 +121%
DC
23
Davenport & Co
Virginia
$390K +$50.1K +2,555 +13%
Truist Financial
24
Truist Financial
North Carolina
$379K +$187K +9,545 +79%
TGAM
25
TBH Global Asset Management
Tennessee
$313K +$6.18K +315 +2%

PREF Hedge Fund Activity: Q1 2020 in Review

33 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q1 2020, worth a combined $74.2M — up 6.2% from $69.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PREF positions and 4 closed out — a net gain of 1 holder — while 21 added to existing stakes and 4 trimmed.

The largest buyer was Bank of America, adding an estimated $7.01M. The largest seller was Jane Street, exiting entirely with an estimated $2.29M sold.

  • 33 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $74.2M of Principal Spectrum Preferred Securities Active ETF stock for Q1 2020, up 6.2% quarter-over-quarter.
  • 5 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q1 2020 and 4 closed out, a net change of +1 holder.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q1 2020 was Bank of America, an estimated $7.01M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q1 2020 was Jane Street, an estimated $2.29M sold.

Based on aggregated 13F filings for Q1 2020.