Janney Montgomery Scott’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Janney Montgomery Scott’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-86,674	Closed	-$1.47M	–	2710
2023 Q1	$1.47M	Buy	86,674 +4,199	+5%	+$73.2K	0.01%	1120
2022 Q4	$1.41M	Sell	82,475 -63,442	-43%	-$1.07M	0.01%	1192
2022 Q3	$2.45M	Buy	145,917 +71,747	+97%	+$1.27M	0.01%	883
2022 Q2	$1.28M	Sell	74,170 -8,016	-10%	-$144K	0.01%	1123
2022 Q1	$1.56M	Sell	82,186 -8,954	-10%	-$174K	0.01%	1032
2021 Q4	$1.85M	Sell	91,140 -3,117	-3%	-$63.6K	0.01%	1020
2021 Q3	$1.96M	Sell	94,257 -1,447	-2%	-$30.1K	0.01%	959
2021 Q2	$1.98M	Buy	95,704 +1,894	+2%	+$39K	0.01%	946
2021 Q1	$1.91M	Buy	93,810 +1,890	+2%	+$38.8K	0.01%	905
2020 Q4	$1.9M	Sell	91,920 -1,035	-1%	-$21.1K	0.01%	895
2020 Q3	$1.87M	Sell	92,955 -845	-0.9%	-$16.8K	0.01%	825
2020 Q2	$1.82M	Sell	93,800 -4,940	-5%	-$93.7K	0.01%	793
2020 Q1	$1.73M	Buy	98,740 +57,020	+137%	+$1.12M	0.01%	749
2019 Q4	$840K	Buy	41,720 +2,015	+5%	+$40.4K	0.01%	1172
2019 Q3	$791K	Buy	39,705 +2,915	+8%	+$57.3K	0.01%	1139
2019 Q2	$717K	Buy	36,790 +9,415	+34%	+$180K	0.01%	1215
2019 Q1	$521K	Buy	+27,375	New	+$511K	﹤0.01%	1369

Other funds holding PREF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Janney Montgomery Scott's PREF Position: Q2 2023 in Review

Janney Montgomery Scott sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2023, closing a stake of 86,674 shares — an estimated $1.47M sold.

Janney Montgomery Scott first reported a position in PREF in Q1 2019 and held it in 17 quarters. The position peaked at $2.45M in Q3 2022. 64 funds tracked by Wall St. Rank hold PREF as of Q2 2023.

Janney Montgomery Scott reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2023 after selling out during the quarter.
Janney Montgomery Scott sold 86,674 Principal Spectrum Preferred Securities Active ETF shares in Q2 2023, an estimated $1.47M.
Janney Montgomery Scott first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2019 and held it in 17 quarters.
Janney Montgomery Scott's Principal Spectrum Preferred Securities Active ETF position peaked at $2.45M in Q3 2022.
64 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2023.

Based on Janney Montgomery Scott's 13F filing for Q2 2023, filed 26 Jul 2023.