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Principal Spectrum Preferred Securities Active ETF

71 hedge funds and large institutions have $241M invested in Principal Spectrum Preferred Securities Active ETF in 2022 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 26

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

1% less funds holding

Funds holding: 7271 (-1)

2.85% less ownership

Funds ownership: 65.59%62.73% (-2.9%)

19% less capital invested

Capital invested by funds: $297M → $241M (-$55.5M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
9
Increased
28
Reduced
26
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$42M -$6.42M -330,921 -13%
Morgan Stanley
2
Morgan Stanley
New York
$41M -$2.99M -154,270 -7%
Wells Fargo
3
Wells Fargo
California
$21.3M +$286K +14,751 +1%
UBS Group
4
UBS Group
Switzerland
$11.2M -$7.02M -361,649 -38%
CCM
5
Covington Capital Management
California
$11M +$1.16M +59,786 +12%
Citadel Advisors
6
Citadel Advisors
Florida
$9.31M +$9.17M +472,825 +2,711%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.26M +$6.89M +355,158 +268%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$8.92M +$1.38M +71,246 +18%
Truist Financial
9
Truist Financial
North Carolina
$7.17M +$3.24M +166,925 +79%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$6.42M +$383K +19,720 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$6.14M -$179K -9,207 -3%
LPL Financial
12
LPL Financial
California
$6.06M -$1.22K -63 -0%
NA
13
Nottingham Advisors
New York
$4.69M +$750K +38,651 +18%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$4.53M -$1.42M -72,997 -23%
RJA
15
Raymond James & Associates
Florida
$3.26M -$1.85M -95,152 -36%
BCI
16
Brinker Capital Investments
Pennsylvania
$3.06M +$191K +9,859 +7%
IWA
17
IBEX Wealth Advisors
New Jersey
$2.96M -$27.1K -1,396 -0.9%
MIAN
18
Mariner Independent Advisor Network
Kansas
$2.69M +$177K +9,131 +7%
NA
19
NewEdge Advisors
Louisiana
$2.64M +$718K +36,987 +36%
PA
20
PSI Advisors
Florida
$2.62M +$181K +9,306 +7%
CB
21
Community Bank
New York
$2.5M +$31K +1,600 +1%
WJA
22
Willis Johnson & Associates
Texas
$2.11M +$940K +48,465 +77%
DP
23
Dearborn Partners
Illinois
$1.84M +$471K +24,299 +34%
USAA
24
United Services Automobile Association
Texas
$1.76M -$93.5K -4,820 -5%
MIA
25
MainStreet Investment Advisors
Illinois
$1.76M -$98.7K -5,085 -5%

PREF Hedge Fund Activity: Q1 2022 in Review

71 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q1 2022, worth a combined $241M — down 19% from $297M a quarter earlier.

Fund positioning in PREF was balanced in Q1 2022: 9 funds opened new positions, 9 closed out, 28 added to existing stakes and 26 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $9.17M. The largest seller was Cornerstone Wealth Group, exiting entirely with an estimated $20.7M sold.

  • 71 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q1 2022, down from 72 in Q4 2021.
  • Funds reported $241M of Principal Spectrum Preferred Securities Active ETF stock for Q1 2022, down 19% quarter-over-quarter.
  • 9 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q1 2022 and 9 closed out, a net change of 0 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q1 2022 was Citadel Advisors, an estimated $9.17M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q1 2022 was Cornerstone Wealth Group, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2022.