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Principal Spectrum Preferred Securities Active ETF

56 hedge funds and large institutions have $208M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
56
Holders Change
+10
Holders Change %
+21.74%
% of All Funds
0.99%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
15
Increased
27
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$36.8M 1,807,578 +155,977 +9%
Morgan Stanley
2
Morgan Stanley
New York
$24.9M 1,220,899 +654,894 +116%
CWG
3
Cornerstone Wealth Group
North Carolina
$22.7M 1,103,267 -48,653 -4%
Wells Fargo
4
Wells Fargo
California
$13.6M 665,165 +265,334 +66%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$9.85M 483,332 +284,051 +143%
UBS Group
6
UBS Group
Switzerland
$6.94M 340,385 +43,763 +15%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$6.77M 332,288 +67,643 +26%
Osaic Holdings
8
Osaic Holdings
Arizona
$6.04M 297,000 +30,628 +11%
LPL Financial
9
LPL Financial
California
$6.03M 295,950 +111,770 +61%
Truist Financial
10
Truist Financial
North Carolina
$5.9M 289,360 +41,717 +17%
NA
11
Nottingham Advisors
New York
$5.41M 265,375 +77,484 +41%
CCM
12
Covington Capital Management
California
$4.92M 241,204 +241,204 New
Bank of New York Mellon
13
Bank of New York Mellon
New York
$4.77M 233,913 +7,895 +3%
ARG
14
Advisory Resource Group
Oklahoma
$4.57M 224,254 +11,546 +5%
IWA
15
IBEX Wealth Advisors
New Jersey
$3.99M 195,903 -15,398 -7%
CFA
16
Carroll Financial Associates
North Carolina
$3.91M 192,024 +47,396 +33%
RJA
17
Raymond James & Associates
Florida
$3.84M 188,209 +20,986 +13%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$3.31M 162,612 +45,184 +38%
BCI
19
Brinker Capital Investments
Pennsylvania
$2.61M 128,128 +128,128 New
CB
20
Community Bank
New York
$2.46M 120,780
FIM
21
Freedom Investment Management
Connecticut
$2.33M 114,477 +114,477 New
PA
22
PSI Advisors
Florida
$2.23M 109,583 +53,369 +95%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$1.91M 93,810 +1,890 +2%
NA
24
NewEdge Advisors
Louisiana
$1.84M 90,284 +18,987 +27%
MIA
25
MainStreet Investment Advisors
Illinois
$1.7M 83,569 +83,569 New