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Principal Spectrum Preferred Securities Active ETF

33 hedge funds and large institutions have $69.9M invested in Principal Spectrum Preferred Securities Active ETF in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 0 closing their positions.

Holders
33
Holders Change
+9
Holders Change %
+37.5%
% of All Funds
0.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Principal Financial Group
1
Principal Financial Group
Iowa
$20M 199,004
Bank of America
2
Bank of America
North Carolina
$11.8M 117,455 -3,026 -3%
RJA
3
Raymond James & Associates
Florida
$11.7M 116,174 +1,908 +2%
Bank of New York Mellon
4
Bank of New York Mellon
New York
$6.56M 65,155 +6,855 +12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.78M 37,586 +4,816 +15%
Jane Street
6
Jane Street
New York
$2.29M 22,781 +22,781 New
UBS Group
7
UBS Group
Switzerland
$2.07M 20,586 +1,772 +9%
DP
8
Dearborn Partners
Illinois
$1.39M 13,755 +3,653 +36%
PAG
9
Private Advisor Group
New Jersey
$1.31M 12,992 -63 -0.5%
PA
10
PSI Advisors
Florida
$1.1M 10,913 +10,913 New
LPL Financial
11
LPL Financial
California
$1.07M 10,637 +6,537 +159%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$840K 8,344 +403 +5%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$809K 8,033 +8,033 New
Citadel Advisors
14
Citadel Advisors
Florida
$708K 7,032 +2,939 +72%
NA
15
NewEdge Advisors
Louisiana
$696K 6,919 +468 +7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$640K 6,362 +6,362 New
Wells Fargo
17
Wells Fargo
California
$574K 5,702 +3,639 +176%
DC
18
Davenport & Co
Virginia
$395K 3,928 +3,928 New
TGAM
19
TBH Global Asset Management
Tennessee
$352K 3,500 +3,500 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$309K 3,069 +3,069 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$272K 2,710 +40 +1%
Truist Financial
22
Truist Financial
North Carolina
$243K 2,415 +2,415 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$222K 2,203 +2,203 New
BEI
24
Benjamin Edwards Inc
Missouri
$159K 1,584 +47 +3%
RIA
25
Realta Investment Advisors
Delaware
$142K 1,415 -145 -9%