Advisor Group’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Advisor Group’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$23K	Sell	1,165 -735	-39%	-$14.7K	﹤0.01%	3886
2019 Q3	$38K	Buy	1,900 +1,465	+337%	+$28.8K	﹤0.01%	3580
2019 Q2	$8K	Hold	435	–	–	﹤0.01%	4487
2019 Q1	$8K	Buy	+435	New	+$8.12K	﹤0.01%	4485

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Dearborn Partners Chicago, Illinois $1.85B AUM 6.59% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

PSI Advisors Tampa, Florida $418M AUM 15.55% 1-Year Est. Return

Advisor Group's PREF Position: Q4 2019 in Review

Advisor Group reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 39% in Q4 2019, selling an estimated $14.7K and leaving 1,165 shares worth $23K. The position accounts for ﹤0.01% of the portfolio, ranked #3886.

Advisor Group first reported a position in PREF in Q1 2019 and has held it in 4 quarters since. The position peaked at $38K in Q3 2019. 33 funds tracked by Wall St. Rank hold PREF as of Q4 2019.

Advisor Group held 1,165 shares of Principal Spectrum Preferred Securities Active ETF worth $23K as of Q4 2019.
Advisor Group sold 735 Principal Spectrum Preferred Securities Active ETF shares in Q4 2019, an estimated $14.7K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #3886 holding.
Advisor Group first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2019 and has held it in 4 quarters since.
Advisor Group's Principal Spectrum Preferred Securities Active ETF position peaked at $38K in Q3 2019.
33 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.