Advisor Group’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$23K	Sell	1,165 -735	-39%	-$14.5K	﹤0.01%	3873
2019 Q3	$38K	Buy	1,900 +1,465	+337%	+$29.3K	﹤0.01%	3574
2019 Q2	$8K	Hold	435	–	–	﹤0.01%	4471
2019 Q1	$8K	Buy	+435	New	+$8K	﹤0.01%	4473