Principal Financial Group’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Principal Financial Group’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$256M	Buy	13,417,050 +13,103,629	+4,181%	+$249M	0.13%	153
2026 Q1	$5.9M	Buy	313,421 +47,166	+18%	+$900K	﹤0.01%	1576
2025 Q4	$5.08M	Sell	266,255 -5,030	-2%	-$96K	﹤0.01%	1610
2025 Q3	$5.19M	Sell	271,285 -12,740	-4%	-$242K	﹤0.01%	1571
2025 Q2	$5.38M	Buy	284,025 +53,849	+23%	+$1M	﹤0.01%	1548
2025 Q1	$4.3M	Buy	230,176 +34,141	+17%	+$638K	﹤0.01%	1604
2024 Q4	$3.65M	Buy	196,035 +84,454	+76%	+$1.58M	﹤0.01%	1677
2024 Q3	$2.1M	Buy	111,581 +13,338	+14%	+$246K	﹤0.01%	1759
2024 Q2	$1.79M	Buy	98,243 +14,804	+18%	+$268K	﹤0.01%	1786
2024 Q1	$1.65M	Buy	83,439 +5,809	+7%	+$103K	﹤0.01%	1804
2023 Q4	$1.36M	Buy	77,630 +32,928	+74%	+$555K	﹤0.01%	1805
2023 Q3	$750K	Sell	44,702 -618	-1%	-$10.5K	﹤0.01%	1881
2023 Q2	$768K	Buy	45,320 +241	+0.5%	+$4.04K	﹤0.01%	1877
2023 Q1	$766K	Buy	45,079 +31,349	+228%	+$546K	﹤0.01%	1896
2022 Q4	$235K	Buy	13,730 +1,537	+13%	+$26K	﹤0.01%	2157
2022 Q3	$204K	Hold	12,193	–	–	﹤0.01%	2201
2022 Q2	$210K	Buy	+12,193	New	+$220K	﹤0.01%	2289
2020 Q3	–	Sell	-995,020	Closed	-$19.3M	–	2343
2020 Q2	$19.3M	Hold	995,020	–	–	0.02%	668
2020 Q1	$17.5M	Hold	995,020	–	–	0.02%	607
2019 Q4	$20M	Hold	995,020	–	–	0.02%	795
2019 Q3	$19.8M	Hold	995,020	–	–	0.02%	777
2019 Q2	$19.4M	Sell	995,020 -250,000	-20%	-$4.79M	0.02%	787
2019 Q1	$23.7M	Hold	1,245,020	–	–	0.02%	659
2018 Q4	$22.4M	Hold	1,245,020	–	–	0.02%	640
2018 Q3	$23.7M	Hold	1,245,020	–	–	0.02%	753
2018 Q2	$23.7M	Hold	1,245,020	–	–	0.02%	713
2018 Q1	$24.3M	Hold	1,245,020	–	–	0.02%	677
2017 Q4	$25M	Hold	1,245,020	–	–	0.02%	677
2017 Q3	$25.3M	Buy	+1,245,020	New	+$25.2M	0.02%	648

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.31B AUM 21.94% 1-Year Est. Return

Principal Financial Group's PREF Position: Q2 2026 in Review

Principal Financial Group increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 4,181% in Q2 2026, buying an estimated $249M and bringing the position to 13,417,050 shares worth $256M. The position accounts for 0.13% of the portfolio, ranked #153.

Principal Financial Group first reported a position in PREF in Q3 2017 and has held it in 29 quarters since. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Principal Financial Group held 13,417,050 shares of Principal Spectrum Preferred Securities Active ETF worth $256M as of Q2 2026.
Principal Financial Group bought 13,103,629 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $249M.
Principal Spectrum Preferred Securities Active ETF made up 0.13% of Principal Financial Group's portfolio in Q2 2026, its #153 holding.
Principal Financial Group first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2017 and has held it in 29 quarters since.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Principal Financial Group's 13F filing for Q2 2026, filed 4 Aug 2026.