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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

111 hedge funds and large institutions have $892M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.51%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
17
Increased
52
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Permanens Capital
New York
$25.8M
2
IA
2
IFC Advisors
California
$51.9M
3
UBS Group
3
UBS Group
Switzerland
$132M
4
Bank of America
4
Bank of America
North Carolina
$173M
5
LPL Financial
5
LPL Financial
California
$39.4M

Top Sellers

1
WA
1
Whipplewood Advisors
Colorado
$407K
2
FZCM
2
Flynn Zito Capital Management
New York
$2.21M
3
PAG
3
Private Advisor Group
New Jersey
$3.98M
4
DIM
4
Delta Investment Management
California
$0
5
PCA
5
Pallas Capital Advisors
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$173M 9,229,323 +328,879 +4%
UBS Group
2
UBS Group
Switzerland
$132M 7,046,166 +395,457 +6%
Morgan Stanley
3
Morgan Stanley
New York
$114M 6,110,193 +23,776 +0.4%
Wells Fargo
4
Wells Fargo
California
$58.6M 3,135,370 +85,624 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$57.9M 3,094,950 +160,750 +5%
IA
6
IFC Advisors
California
$51.9M 2,777,729 +415,177 +18%
LPL Financial
7
LPL Financial
California
$39.4M 2,109,257 +312,143 +17%
Raymond James Financial
8
Raymond James Financial
Florida
$34.9M 1,863,989 +103,884 +6%
PC
9
Permanens Capital
New York
$25.8M 1,380,931 +1,380,931 New
Wealth Enhancement Advisory Services
10
Wealth Enhancement Advisory Services
Minnesota
$23.1M 1,233,237 +60,824 +5%
BEI
11
Benjamin Edwards Inc
Missouri
$14.7M 787,811 +21,230 +3%
TWP
12
Tyche Wealth Partners
Texas
$11.3M 604,771 +9,840 +2%
B
13
Bensler
Washington
$9.75M 521,227 +84,897 +19%
CAAM
14
Cornerstone Advisors Asset Management
Pennsylvania
$8.92M 481,665 +33,346 +7%
BFG
15
Berger Financial Group
Minnesota
$7.53M 402,626 +45,902 +13%
Mariner
16
Mariner
Kansas
$7.16M 383,019 +27,559 +8%
RL
17
Rogco LP
Oklahoma
$7.02M 375,315 +23,632 +7%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$5.6M 299,623 -3,696 -1%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$5.5M 293,854 -7,188 -2%
AI
20
AXS Investments
New York
$5.48M 292,799 +292,799 New
PA
21
PSI Advisors
Florida
$4.75M 254,234 +36,786 +17%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$4.72M 252,635 +33,874 +15%
Principal Financial Group
23
Principal Financial Group
Iowa
$4.3M 230,176 +34,141 +17%
PS
24
Principal Securities
Iowa
$4.11M 220,868 +1,786 +0.8%
PAG
25
Private Advisor Group
New Jersey
$3.98M 212,829 -135,083 -39%
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