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Principal Spectrum Preferred Securities Active ETF

66 hedge funds and large institutions have $360M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 21 reducing their positions, and 10 closing their positions.

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
6
Increased
30
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
UBS Group
1
UBS Group
Switzerland
$89.2M 5,247,722 +4,329,973 +472%
Bank of America
2
Bank of America
North Carolina
$74.1M 4,363,805 -1,227,313 -22%
Morgan Stanley
3
Morgan Stanley
New York
$40.6M 2,389,431 +446,582 +23%
Wells Fargo
4
Wells Fargo
California
$22.1M 1,298,972 +390,047 +43%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$12.7M 747,260 +419,705 +128%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.9M 701,334 +315,664 +82%
LPL Financial
7
LPL Financial
California
$9.73M 572,716 +178,528 +45%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$9.32M 548,773 -5,710 -1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$8.66M 509,857 +291,630 +134%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$8.54M 502,394 +44,566 +10%
GA
11
Goldstein Advisors
Wisconsin
$7.2M 423,809 +5,626 +1%
Cerity Partners
12
Cerity Partners
New York
$4.61M 271,551 -337,748 -55%
Stifel Financial
13
Stifel Financial
Missouri
$3.67M 215,929 +45,626 +27%
BCI
14
Brinker Capital Investments
Pennsylvania
$3.64M 214,301 +30,280 +16%
OPS
15
Orion Portfolio Solutions
Nebraska
$3.64M 214,301 +182,549 +575%
WJA
16
Willis Johnson & Associates
Texas
$3.28M 193,034 +1,449 +0.8%
Mariner
17
Mariner
Kansas
$2.83M 166,555 +13,453 +9%
Truist Financial
18
Truist Financial
North Carolina
$2.6M 152,862 -41,788 -21%
PA
19
PSI Advisors
Florida
$2.3M 135,480 +7,407 +6%
NA
20
Nottingham Advisors
New York
$2.26M 133,282 -3,763 -3%
IP
21
Investment Partners
Ohio
$2.16M 127,243
Osaic Holdings
22
Osaic Holdings
Arizona
$2.12M 125,813 -15,497 -11%
CB
23
Community Bank
New York
$2.03M 119,615
DP
24
Dearborn Partners
Illinois
$2.01M 118,411 -697 -0.6%
RJA
25
Raymond James & Associates
Florida
$1.98M 116,610 -69,241 -37%