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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

72 hedge funds and large institutions have $474M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 24 increasing their positions, 25 reducing their positions, and 6 closing their positions.

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
24
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$16.7M
2
Bank of America
2
Bank of America
North Carolina
$93.2M
3
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$12.9M
4
RL
4
Rogco LP
Oklahoma
$6.09M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.5M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$4.33M
2
OPS
2
Orion Portfolio Solutions
Nebraska
$3.48M
3
BCI
3
Brinker Capital Investments
Pennsylvania
$3.48M
4
Morgan Stanley
4
Morgan Stanley
New York
$50.7M
5
ARG
5
Advisory Resource Group
Oklahoma
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$96.6M 5,730,627 +53,932 +1%
Bank of America
2
Bank of America
North Carolina
$93.2M 5,527,838 +766,214 +16%
Wells Fargo
3
Wells Fargo
California
$60.7M 3,597,886 +288,201 +9%
Morgan Stanley
4
Morgan Stanley
New York
$50.7M 3,009,409 -119,421 -4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.5M 1,156,325 +293,785 +34%
PCA
6
Pallas Capital Advisors
Massachusetts
$16.7M 1,020,144 +1,020,144 New
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$12.9M 762,913 +762,913 New
LPL Financial
8
LPL Financial
California
$12.5M 740,365 +10,152 +1%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$12.4M 735,920 -10,679 -1%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$9.8M 580,961 +11,719 +2%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$8.62M 511,183 +50,254 +11%
RL
12
Rogco LP
Oklahoma
$6.09M 361,015 +361,015 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$5.4M 320,068 +4,821 +2%
RJA
14
Raymond James & Associates
Florida
$5.26M 312,140 +209,493 +204%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$4.33M 256,574 -263,781 -51%
Cerity Partners
16
Cerity Partners
New York
$3.66M 216,809 -39,992 -16%
BCI
17
Brinker Capital Investments
Pennsylvania
$3.48M 206,514 -184,444 -47%
OPS
18
Orion Portfolio Solutions
Nebraska
$3.48M 206,514 -184,444 -47%
Mariner
19
Mariner
Kansas
$2.94M 174,268 +10,888 +7%
WJA
20
Willis Johnson & Associates
Texas
$2.65M 157,120 +16,740 +12%
Jane Street
21
Jane Street
New York
$2.39M 141,931 +141,931 New
Truist Financial
22
Truist Financial
North Carolina
$2.35M 139,417 +1,098 +0.8%
Stifel Financial
23
Stifel Financial
Missouri
$2.27M 134,635 -4,406 -3%
PA
24
PSI Advisors
Florida
$2.26M 133,786 -286 -0.2%
NA
25
Nottingham Advisors
New York
$2.19M 130,057 -610 -0.5%
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