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Principal Spectrum Preferred Securities Active ETF

64 hedge funds and large institutions have $274M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 39 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
39
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$46.9M 2,260,382 +210,586 +10%
Morgan Stanley
2
Morgan Stanley
New York
$37.9M 1,825,381 +324,800 +22%
Wells Fargo
3
Wells Fargo
California
$29.9M 1,443,377 +354,609 +33%
CWG
4
Cornerstone Wealth Group
North Carolina
$21.7M 1,045,593 -21,276 -2%
UBS Group
5
UBS Group
Switzerland
$13.2M 635,418 +260,945 +70%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.5M 553,074 +10,508 +2%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$7.9M 380,839 +8,623 +2%
CCM
8
Covington Capital Management
California
$7.31M 352,416 +86,717 +33%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$7.23M 348,705 -6,540 -2%
Truist Financial
10
Truist Financial
North Carolina
$7.03M 338,709 +35,473 +12%
Osaic Holdings
11
Osaic Holdings
Arizona
$6.42M 310,621 +4,281 +1%
LPL Financial
12
LPL Financial
California
$6.29M 303,162 +15,502 +5%
NA
13
Nottingham Advisors
New York
$5.9M 284,730 +27,364 +11%
CFA
14
Carroll Financial Associates
North Carolina
$5.66M 272,960 +50,641 +23%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.63M 271,522 +54,986 +25%
RJA
16
Raymond James & Associates
Florida
$4.8M 231,358 +26,047 +13%
IWA
17
IBEX Wealth Advisors
New Jersey
$3.93M 189,582 -3,188 -2%
BCI
18
Brinker Capital Investments
Pennsylvania
$3.25M 156,511 +3,482 +2%
PA
19
PSI Advisors
Florida
$2.72M 131,007 +8,866 +7%
CB
20
Community Bank
New York
$2.7M 130,390 -390 -0.3%
FIM
21
Freedom Investment Management
Connecticut
$2.38M 114,820 +3,091 +3%
MIA
22
MainStreet Investment Advisors
Illinois
$2.34M 112,956 -26,815 -19%
USAA
23
United Services Automobile Association
Texas
$2.34M 112,956 -20,150 -15%
MIAN
24
Mariner Independent Advisor Network
Kansas
$2.33M 112,174 +112,174 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$2.14M 103,333 +29,704 +40%