Mariner Independent Advisor Network’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Mariner Independent Advisor Network’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$2.62M	Buy	156,002 +16,426	+12%	+$290K	0.11%	190
2022 Q2	$2.41M	Sell	139,576 -1,915	-1%	-$34.5K	0.1%	205
2022 Q1	$2.69M	Buy	141,491 +9,131	+7%	+$177K	0.1%	200
2021 Q4	$2.68M	Buy	132,360 +20,186	+18%	+$412K	0.13%	186
2021 Q3	$2.33M	Buy	+112,174	New	+$2.33M	0.11%	206

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Mariner Independent Advisor Network's PREF Position: Q3 2022 in Review

Mariner Independent Advisor Network increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 12% in Q3 2022, buying an estimated $290K and bringing the position to 156,002 shares worth $2.62M. The position accounts for 0.11% of the portfolio, ranked #190.

Mariner Independent Advisor Network first reported a position in PREF in Q3 2021 and has held it in 5 quarters since. The position peaked at $2.69M in Q1 2022. 65 funds tracked by Wall St. Rank hold PREF as of Q3 2022.

Mariner Independent Advisor Network held 156,002 shares of Principal Spectrum Preferred Securities Active ETF worth $2.62M as of Q3 2022.
Mariner Independent Advisor Network bought 16,426 Principal Spectrum Preferred Securities Active ETF shares in Q3 2022, an estimated $290K.
Principal Spectrum Preferred Securities Active ETF made up 0.11% of Mariner Independent Advisor Network's portfolio in Q3 2022, its #190 holding.
Mariner Independent Advisor Network first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2021 and has held it in 5 quarters since.
Mariner Independent Advisor Network's Principal Spectrum Preferred Securities Active ETF position peaked at $2.69M in Q1 2022.
65 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2022, filed 10 Nov 2022.