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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

72 hedge funds and large institutions have $297M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
72
Holders Change
+8
Holders Change %
+12.5%
% of All Funds
1.11%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
16
Increased
27
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$46.9M
2
Jane Street
2
Jane Street
New York
$8.87M
3
UBS Group
3
UBS Group
Switzerland
$19.3M
4
Bank of America
4
Bank of America
North Carolina
$51.5M
5
AWM
5
Activest Wealth Management
Florida
$5.08M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$22.4M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.75M
3
Truist Financial
3
Truist Financial
North Carolina
$4.28M
4
NA
4
Nottingham Advisors
New York
$4.23M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.32M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$51.5M 2,541,457 +281,075 +12%
Morgan Stanley
2
Morgan Stanley
New York
$46.9M 2,311,739 +486,358 +27%
Wells Fargo
3
Wells Fargo
California
$22.4M 1,106,440 -336,937 -23%
CWG
4
Cornerstone Wealth Group
North Carolina
$20.7M 1,021,885 -23,708 -2%
UBS Group
5
UBS Group
Switzerland
$19.3M 951,125 +315,707 +50%
CCM
6
Covington Capital Management
California
$10.5M 517,886 +165,470 +47%
Jane Street
7
Jane Street
New York
$8.87M 437,346 +437,346 New
Bank of New York Mellon
8
Bank of New York Mellon
New York
$8.08M 398,519 +17,680 +5%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.75M 332,574 -220,500 -40%
LPL Financial
10
LPL Financial
California
$6.47M 319,215 +16,053 +5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$6.46M 318,566 +47,044 +17%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.44M 317,189 +6,568 +2%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$6.32M 311,734 -36,971 -11%
CFA
14
Carroll Financial Associates
North Carolina
$5.97M 294,117 +21,157 +8%
RJA
15
Raymond James & Associates
Florida
$5.41M 266,879 +35,521 +15%
AWM
16
Activest Wealth Management
Florida
$5.08M 250,338 +204,304 +444%
Truist Financial
17
Truist Financial
North Carolina
$4.28M 210,777 -127,932 -38%
NA
18
Nottingham Advisors
New York
$4.23M 208,950 -75,780 -27%
IWA
19
IBEX Wealth Advisors
New Jersey
$3.19M 157,279 -32,303 -17%
BCI
20
Brinker Capital Investments
Pennsylvania
$3.07M 151,359 -5,152 -3%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$2.69M 132,650 +29,317 +28%
MIAN
22
Mariner Independent Advisor Network
Kansas
$2.68M 132,360 +20,186 +18%
PA
23
PSI Advisors
Florida
$2.67M 128,630 -2,377 -2%
CB
24
Community Bank
New York
$2.64M 130,390 – –
RIA
25
Realta Investment Advisors
Delaware
$2.28M 112,572 +48,872 +77%
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