Nottingham Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Nottingham Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-10,370	Closed	-$189K	–	163
2024 Q2	$189K	Sell	10,370 -400	-4%	-$7.25K	0.02%	152
2024 Q1	$195K	Sell	10,770 -110,795	-91%	-$1.97M	0.02%	132
2023 Q4	$2.13M	Sell	121,565 -8,492	-7%	-$143K	0.3%	45
2023 Q3	$2.19M	Sell	130,057 -610	-0.5%	-$10.4K	0.34%	42
2023 Q2	$2.21M	Sell	130,667 -2,615	-2%	-$43.9K	0.29%	44
2023 Q1	$2.26M	Sell	133,282 -3,763	-3%	-$65.6K	0.3%	48
2022 Q4	$2.34M	Sell	137,045 -108,693	-44%	-$1.84M	0.32%	47
2022 Q3	$4.13M	Sell	245,738 -1,206	-0.5%	-$21.3K	0.59%	36
2022 Q2	$4.29M	Sell	246,944 -657	-0.3%	-$11.8K	0.58%	35
2022 Q1	$4.69M	Buy	247,601 +38,651	+18%	+$750K	0.56%	33
2021 Q4	$4.23M	Sell	208,950 -75,780	-27%	-$1.55M	0.46%	39
2021 Q3	$5.9M	Buy	284,730 +27,364	+11%	+$568K	0.59%	35
2021 Q2	$5.33M	Sell	257,366 -8,009	-3%	-$165K	0.59%	39
2021 Q1	$5.41M	Buy	265,375 +77,484	+41%	+$1.59M	0.61%	40
2020 Q4	$3.89M	Sell	187,891 -23,540	-11%	-$479K	0.56%	38
2020 Q3	$4.25M	Buy	211,431 +127,371	+152%	+$2.54M	0.55%	35
2020 Q2	$1.63K	Buy	+84,060	New	+$1.59M	0.1%	52

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $10.1B AUM 14.03% 1-Year Est. Return

TWP

Tyche Wealth Partners Plano, Texas $648M AUM 20.17% 1-Year Est. Return

Nottingham Advisors's PREF Position: Q3 2024 in Review

Nottingham Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q3 2024, closing a stake of 10,370 shares — an estimated $189K sold.

Nottingham Advisors first reported a position in PREF in Q2 2020 and held it in 17 quarters. The position peaked at $5.9M in Q3 2021. 92 funds tracked by Wall St. Rank hold PREF as of Q3 2024.

Nottingham Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q3 2024 after selling out during the quarter.
Nottingham Advisors sold 10,370 Principal Spectrum Preferred Securities Active ETF shares in Q3 2024, an estimated $189K.
Nottingham Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2020 and held it in 17 quarters.
Nottingham Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $5.9M in Q3 2021.
92 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2024.

Based on Nottingham Advisors's 13F filing for Q3 2024, filed 16 Oct 2024.