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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

92 hedge funds and large institutions have $732M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 10 closing their positions.

Holders
92
Holders Change
–
Holders Change %
0%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
47
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$150M
2
Morgan Stanley
2
Morgan Stanley
New York
$99.4M
3
BEI
3
Benjamin Edwards Inc
Missouri
$14M
4
LPL Financial
4
LPL Financial
California
$31.2M
5
UBS Group
5
UBS Group
Switzerland
$123M

Top Sellers

1
PCA
1
Pallas Capital Advisors
Massachusetts
$6.42M
2
CWG
2
Cornerstone Wealth Group
North Carolina
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$4.82M
4
PS
4
Principal Securities
Iowa
$4.12M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21.5M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$150M 7,998,860 +691,490 +9%
UBS Group
2
UBS Group
Switzerland
$123M 6,516,291 +205,018 +3%
Morgan Stanley
3
Morgan Stanley
New York
$99.4M 5,285,085 +672,397 +15%
Wells Fargo
4
Wells Fargo
California
$93.6M 4,975,198 -34,422 -0.7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$32.8M 1,742,074 -50,534 -3%
LPL Financial
6
LPL Financial
California
$31.2M 1,657,351 +235,641 +17%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$21.5M 1,143,058 -149,194 -12%
RJA
8
Raymond James & Associates
Florida
$20.3M 1,079,117 +98,816 +10%
BEI
9
Benjamin Edwards Inc
Missouri
$14M 744,305 +660,443 +788%
TWP
10
Tyche Wealth Partners
Texas
$11.4M 603,898 +16,035 +3%
CAAM
11
Cornerstone Advisors Asset Management
Pennsylvania
$7.9M 419,740 +86,630 +26%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.75M 411,958 +16,816 +4%
RL
13
Rogco LP
Oklahoma
$6.61M 351,483 +58,942 +20%
PCA
14
Pallas Capital Advisors
Massachusetts
$6.42M 342,996 -1,099,993 -76%
Mariner
15
Mariner
Kansas
$6.3M 335,023 +108,375 +48%
BFG
16
Berger Financial Group
Minnesota
$6.12M 325,499 +15,746 +5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.8M 308,372 -9,634 -3%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.69M 302,635 -14,625 -5%
FZCM
19
Flynn Zito Capital Management
New York
$5.68M 302,020 +8,901 +3%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$4.82M 256,219 -257,184 -50%
PS
21
Principal Securities
Iowa
$4.12M 219,259 -225,844 -51%
PA
22
PSI Advisors
Florida
$4.04M 214,725 +9,137 +4%
IP
23
Investment Partners
Ohio
$2.58M 137,131 -1,846 -1%
LB
24
Legacy Bridge
Iowa
$2.49M 132,430 +132,430 New
WJA
25
Willis Johnson & Associates
Texas
$2.33M 124,029 -6,495 -5%
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