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Principal Spectrum Preferred Securities Active ETF

92 hedge funds and large institutions have $732M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 24

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

3% more capital invested

Capital invested by funds: $709M → $732M (+$23.3M)

0% more funds holding

Funds holding: 9292 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.93% less ownership

Funds ownership: 78.75%75.83% (-2.9%)

Holders
92
Holders Change
Holders Change %
0%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
47
Reduced
24
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$150M +$12.8M +691,490 +9%
UBS Group
2
UBS Group
Switzerland
$123M +$3.78M +205,018 +3%
Morgan Stanley
3
Morgan Stanley
New York
$99.4M +$12.4M +672,397 +15%
Wells Fargo
4
Wells Fargo
California
$93.6M -$635K -34,422 -0.7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$32.8M -$933K -50,534 -3%
LPL Financial
6
LPL Financial
California
$31.2M +$4.35M +235,641 +17%
Wealth Enhancement Advisory Services
7
Wealth Enhancement Advisory Services
Minnesota
$21.5M -$2.75M -149,194 -12%
RJA
8
Raymond James & Associates
Florida
$20.3M +$1.82M +98,816 +10%
BEI
9
Benjamin Edwards Inc
Missouri
$14M +$12.2M +660,443 +788%
TWP
10
Tyche Wealth Partners
Texas
$11.4M +$296K +16,035 +3%
CAAM
11
Cornerstone Advisors Asset Management
Pennsylvania
$7.9M +$1.6M +86,630 +26%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$7.75M +$310K +16,816 +4%
RL
13
Rogco LP
Oklahoma
$6.61M +$1.09M +58,942 +20%
PCA
14
Pallas Capital Advisors
Massachusetts
$6.42M -$20.3M -1,099,993 -76%
Mariner
15
Mariner
Kansas
$6.3M +$2M +108,375 +48%
BFG
16
Berger Financial Group
Minnesota
$6.12M +$291K +15,746 +5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.8M -$178K -9,634 -3%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.69M -$270K -14,625 -5%
FZCM
19
Flynn Zito Capital Management
New York
$5.68M +$164K +8,901 +3%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$4.82M -$4.75M -257,184 -50%
PS
21
Principal Securities
Iowa
$4.12M -$4.17M -225,844 -51%
PA
22
PSI Advisors
Florida
$4.04M +$169K +9,137 +4%
IP
23
Investment Partners
Ohio
$2.58M -$34.1K -1,846 -1%
LB
24
Legacy Bridge
Iowa
$2.49M +$2.44M +132,430 New
WJA
25
Willis Johnson & Associates
Texas
$2.33M -$120K -6,495 -5%

PREF Hedge Fund Activity: Q3 2024 in Review

92 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q3 2024, worth a combined $732M — up 3.3% from $709M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PREF positions and 10 closed out — a net gain of 2 holders — while 47 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $12.8M. The largest seller was Pallas Capital Advisors, cutting an estimated $20.3M.

  • 92 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q3 2024, unchanged from Q2 2024.
  • Funds reported $732M of Principal Spectrum Preferred Securities Active ETF stock for Q3 2024, up 3.3% quarter-over-quarter.
  • 12 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q3 2024 and 10 closed out, a net change of +2 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q3 2024 was Bank of America, an estimated $12.8M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q3 2024 was Pallas Capital Advisors, an estimated $20.3M sold.

Based on aggregated 13F filings for Q3 2024.