Pallas Capital Advisors’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Pallas Capital Advisors’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-61,735	Closed	-$1.15M	–	794
2024 Q4	$1.15M	Sell	61,735 -281,261	-82%	-$5.26M	0.05%	211
2024 Q3	$6.42M	Sell	342,996 -1,099,993	-76%	-$20.3M	0.27%	80
2024 Q2	$26.5M	Buy	1,442,989 +71,958	+5%	+$1.3M	1.2%	9
2024 Q1	$24.9M	Buy	1,371,031 +150,350	+12%	+$2.68M	1.04%	9
2023 Q4	$21.4M	Buy	1,220,681 +200,537	+20%	+$3.38M	1.14%	8
2023 Q3	$16.7M	Buy	+1,020,144	New	+$17.4M	1.02%	10

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Permanens Capital New York $776M AUM 30.08% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Pallas Capital Advisors's PREF Position: Q1 2025 in Review

Pallas Capital Advisors sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q1 2025, closing a stake of 61,735 shares — an estimated $1.15M sold.

Pallas Capital Advisors first reported a position in PREF in Q3 2023 and held it in 6 quarters. The position peaked at $26.5M in Q2 2024. 114 funds tracked by Wall St. Rank hold PREF as of Q1 2025.

Pallas Capital Advisors reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q1 2025 after selling out during the quarter.
Pallas Capital Advisors sold 61,735 Principal Spectrum Preferred Securities Active ETF shares in Q1 2025, an estimated $1.15M.
Pallas Capital Advisors first reported a position in Principal Spectrum Preferred Securities Active ETF in Q3 2023 and held it in 6 quarters.
Pallas Capital Advisors's Principal Spectrum Preferred Securities Active ETF position peaked at $26.5M in Q2 2024.
114 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q1 2025.

Based on Pallas Capital Advisors's 13F filing for Q1 2025, filed 14 Apr 2025.