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Principal Spectrum Preferred Securities Active ETF

92 hedge funds and large institutions have $709M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 47 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

96% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 24

11% more funds holding

Funds holding: 8392 (+9)

7% more capital invested

Capital invested by funds: $662M → $709M (+$46.7M)

1.13% more ownership

Funds ownership: 77.62%78.75% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
92
Holders Change
+9
Holders Change %
+10.84%
% of All Funds
1.33%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
47
Reduced
24
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$133M +$6M +331,274 +5%
UBS Group
2
UBS Group
Switzerland
$115M -$267K -14,741 -0.2%
Wells Fargo
3
Wells Fargo
California
$91.3M +$6.04M +333,434 +7%
Morgan Stanley
4
Morgan Stanley
New York
$84M +$6.36M +351,354 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$32.7M +$6.79M +374,895 +26%
PCA
6
Pallas Capital Advisors
Massachusetts
$26.5M +$1.3M +71,958 +5%
LPL Financial
7
LPL Financial
California
$25.9M +$7.98M +440,751 +45%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$23.5M +$1.98M +109,322 +9%
RJA
9
Raymond James & Associates
Florida
$17.9M +$1.23M +67,837 +7%
CWG
10
Cornerstone Wealth Group
North Carolina
$12.8M +$141K +7,799 +1%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$11.6M +$44.5K +2,457 +0.4%
TWP
12
Tyche Wealth Partners
Texas
$10.7M +$845K +46,641 +9%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$9.35M +$223K +12,334 +2%
PS
14
Principal Securities
Iowa
$8.11M +$1.25M +69,176 +18%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$7.2M +$1.93M +106,788 +37%
CAAM
16
Cornerstone Advisors Asset Management
Pennsylvania
$6.07M +$640K +35,363 +12%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$5.79M -$170K -9,398 -3%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.78M -$31.2K -1,722 -0.5%
BFG
19
Berger Financial Group
Minnesota
$5.64M +$663K +36,609 +13%
FZCM
20
Flynn Zito Capital Management
New York
$5.34M +$3.38M +186,667 +175%
RL
21
Rogco LP
Oklahoma
$5.33M +$29.5K +1,627 +0.6%
Mariner
22
Mariner
Kansas
$4.13M +$234K +12,900 +6%
PA
23
PSI Advisors
Florida
$3.75M +$637K +35,182 +21%
Truist Financial
24
Truist Financial
North Carolina
$3.22M -$2.19M -121,118 -41%
IP
25
Investment Partners
Ohio
$2.53M +$140K +7,713 +6%

PREF Hedge Fund Activity: Q2 2024 in Review

92 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q2 2024, worth a combined $709M — up 7.1% from $662M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PREF positions and 4 closed out — a net gain of 9 holders — while 47 added to existing stakes and 24 trimmed.

The largest buyer was LPL Financial, adding an estimated $7.98M. The largest seller was Truist Financial, cutting an estimated $2.19M.

  • 92 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q2 2024, up from 83 in Q1 2024.
  • Funds reported $709M of Principal Spectrum Preferred Securities Active ETF stock for Q2 2024, up 7.1% quarter-over-quarter.
  • 13 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q2 2024 and 4 closed out, a net change of +9 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q2 2024 was LPL Financial, an estimated $7.98M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q2 2024 was Truist Financial, an estimated $2.19M sold.

Based on aggregated 13F filings for Q2 2024.