Cerity Partners’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Cerity Partners’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.23M	Buy	64,553 +718	+1%	+$13.6K	﹤0.01%	1870
2026 Q1	$1.2M	Sell	63,835 -1,403	-2%	-$26.8K	﹤0.01%	1761
2025 Q4	$1.24M	Sell	65,238 -2,005	-3%	-$38.3K	﹤0.01%	1606
2025 Q3	$1.29M	Sell	67,243 -11,103	-14%	-$211K	﹤0.01%	1481
2025 Q2	$1.49M	Sell	78,346 -33,076	-30%	-$616K	﹤0.01%	1344
2025 Q1	$2.08M	Buy	111,422 +2,500	+2%	+$46.7K	﹤0.01%	1107
2024 Q4	$2.03M	Buy	108,922 +4,705	+5%	+$88K	﹤0.01%	1096
2024 Q3	$1.96M	Sell	104,217 -2,774	-3%	-$51.2K	﹤0.01%	1101
2024 Q2	$1.95M	Sell	106,991 -22,395	-17%	-$406K	0.01%	921
2024 Q1	$2.35M	Sell	129,386 -35,807	-22%	-$638K	0.01%	901
2023 Q4	$2.89M	Sell	165,193 -51,616	-24%	-$870K	0.01%	667
2023 Q3	$3.66M	Sell	216,809 -39,992	-16%	-$681K	0.02%	473
2023 Q2	$4.35M	Sell	256,801 -14,750	-5%	-$247K	0.02%	532
2023 Q1	$4.61M	Sell	271,551 -337,748	-55%	-$5.89M	0.01%	512
2022 Q4	$10.4M	Buy	+609,299	New	+$10.3M	0.07%	255

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Cerity Partners's PREF Position: Q2 2026 in Review

Cerity Partners increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 1.1% in Q2 2026, buying an estimated $13.6K and bringing the position to 64,553 shares worth $1.23M. The position accounts for ﹤0.01% of the portfolio, ranked #1870.

Cerity Partners first reported a position in PREF in Q4 2022 and has held it in 15 quarters since. The position peaked at $10.4M in Q4 2022. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

Cerity Partners held 64,553 shares of Principal Spectrum Preferred Securities Active ETF worth $1.23M as of Q2 2026.
Cerity Partners bought 718 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $13.6K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of Cerity Partners's portfolio in Q2 2026, its #1870 holding.
Cerity Partners first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2022 and has held it in 15 quarters since.
Cerity Partners's Principal Spectrum Preferred Securities Active ETF position peaked at $10.4M in Q4 2022.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Cerity Partners's 13F filing for Q2 2026, filed 14 Aug 2026.